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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-79587 Dec 16, 2016 SR-NYSEAmex-2011-84, SR-NYSE-2011-55 NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs Until June 30, 2017
View Received Comments
See Also - Rel. No. 34-72732, Rel. No. 34-70085, Rel. No. 34-67347, Rel. No. 34-66928, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-66003, Rel. No. 34-65672
34-72732 Jul 31, 2014 SR-NYSEAmex-2011-84, SR-NYSE-2011-55 NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs Until March 31, 2015
View Received Comments
See Also - Rel. No. 34-79587, Rel. No. 34-70085, Rel. No. 34-67347, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-65672, Incoming Letter
34-70085 Jul 31, 2013 SR-NYSEAmex-2011-84, SR-NYSE-2011-55 NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchanges' Retail Liquidity Programs
View Received Comments
See Also - Rel. No. 34-79587, Rel. No. 34-67347, Rel. No. 34-66928, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-66003, Rel. No. 34-65672, Incoming Letter, Rel. No. 34-65671
34-67672 Aug 15, 2012 SR-NYSEAmex-2012-29 NYSE Amex (NYSEAmex) Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund
View Received Comments
See Also - Rel. No. 34-67278, Rel. No. 34-66984
34-67437 Jul 13, 2012 SR-NYSEAmex-2011-86, SR-NYSE-2011-56 NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) Order Disapproving Proposed Rule Changes to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers and to Permit Designated Market Makers and Floor Brokers Access to Disaggregated Order Information
See Also - Rel. No. 34-66981, Rel. No. 34-66397, Rel. No. 34-66036, Rel. No. 34-65736
34-67421 Jul 12, 2012 SR-NYSEAmex-2012-31 NYSE Amex (NYSEAmex) Order Approving a Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly
See Also - Rel. No. 34-67057
34-67347 Jul 3, 2012 SR-NYSEAmex-2011-84, SR-NYSE-2011-55 NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE) Order Granting Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date, and Granting Exemptions Pursuant to Rule 612(c) of Regulation NMS
View Received Comments
See Also - Rel. No. 34-79587, Rel. No. 34-70085, Rel. No. 34-66928, Rel. No. 34-66464, Rel. No. 34-66346, Rel. No. 34-66003, Rel. No. 34-65672, Rel. No. 34-65671
34-67314 Jun 29, 2012 SR-NYSEAmex-2012-23 NYSE Amex (NYSEAmex) Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Amex Options Rule 928NY Specifying That the Potential Range for the Settings Applicable to the Market Maker Risk Limitation Mechanism Will Be Between One and 100 Executions Per Second, To Eliminate the Current Reference to the Default Setting and, in the Future, To Specify the Applicable Minimum, Maximum and Default Settings via Regulatory Bulletin
See Also - Rel. No. 34-66857
34-67278 Jun 27, 2012 SR-NYSEAmex-2012-29 NYSE Amex (NYSEAmex) Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending Commentary .07 to NYSE Amex Options Rule 904 To Eliminate Position Limits for Options on the SPDR S&P 500 Exchange-Traded Fund Which List and Trade Under the Symbol SPY
View Received Comments
See Also - Rel. No. 34-67672, Rel. No. 34-66984
34-67223 Jun 20, 2012 SR-NYSEAmex-2012-24 NYSE Amex (NYSEAmex) Order Granting Approval of Proposed Rule Change To List Shares of the Nuveen Long/Short Commodity Total Return Fund Under NYSE Amex Rule 1600 et
See Also - Rel. No. 34-66887