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National Securities Exchanges

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Release Number SEC Issue Date Sort ascending File Number SRO Organization Details
34-101251 Oct 4, 2024 SR-NYSECHX-2024-30 NYSE Chicago, Inc. (NYSECHX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also - Exhibit 5
34-101103 Sep 19, 2024 SR-NYSECHX-2024-29 NYSE Chicago, Inc. (NYSECHX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31
Comments Due: October 16, 2024
See Also - Exhibit 5
34-101089 Sep 18, 2024 SR-NYSECHX-2024-28 NYSE Chicago, Inc. (NYSECHX) Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
Comments Due: October 16, 2024
View Received Comments
See Also - Exhibit 5
34-101005 Sep 12, 2024 SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA–2024–02, SR-NYSECHX–2024–02, SR-NYSENAT–2024–01 New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT) Notice of Withdrawal of Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail
View Received Comments
34-100966 Sep 6, 2024 SR-NYSECHX-2024-27 NYSE Chicago, Inc. (NYSECHX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Existing Note in the Connectivity Fee Schedule
Comments Due: October 3, 2024
See Also - Exhibit 5
34-100847 Aug 28, 2024 SR-NYSECHX-2024-26 NYSE Chicago, Inc. (NYSECHX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Industry Members Related to Reasonably Budgeted Costs of the National Market System Plan Governing the Consolidated Audit Trail for the Period From July 16, 2024 Th
Comments Due: September 25, 2024
View Received Comments
See Also - Exhibit 5
34-100624 Jul 31, 2024 SR-NYSECHX-2024-25 NYSE Chicago, Inc. (NYSECHX) NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31
Comments Due: 21 days after publication in the Federal Register
34-100628 Jul 31, 2024 SR-BOX-2024-03, SR-BX-2024-002, SR-C2-2024-002, SR-CBOE-2024-003, SR-CboeBYX-2024-002, SR-CboeBZX-2024-004, SR-CboeEDGA-2024-002, SR-CboeEDGX-2024-005, SR-EMERALD-2024-01, SR-FINRA-2024-002, SR-GEMX-2024-02, SR-IEX-2024-01, SR-ISE-2024-02, SR-LTSE-2024-02, SR-MEMX-2024-01, SR-MIAX-2024-02, SR-MRX-2024-01, SR-NASDAQ-2024-001, SR-NYSE-2024-03, SR-NYSEAMER-2024-02, SR-NYSEARCA-2024-02, SR-NYSECHX-2024-02, SR-NYSENAT-2024-01, SR-PEARL-2024-01, SR-PEARL-2024-02, SR-Phlx-2024-01 BOX Exchange LLC (BOX), Nasdaq BX, Inc. (BX), Cboe C2 Exchange, Inc. (C2), Cboe Exchange, Inc. (CBOE), Cboe BYX Exchange, Inc. (CboeBYX), Cboe BZX Exchange, Inc. (CboeBZX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe EDGX Exchange, Inc. (CboeEDGX), MIAX Emerald, LLC (EMERALD), Financial Industry Regulatory Authority (FINRA), Nasdaq GEMX, LLC (GEMX), Investors Exchange LLC (IEX), Nasdaq ISE, LLC (ISE), Long-Term Stock Exchange, Inc. (LTSE), MEMX LLC (MEMX), Miami International Securities Exchange, LLC (MIAX), Nasdaq MRX, LLC (MRX), The Nasdaq Stock Market LLC (NASDAQ), New York Stock Exchange LLC (NYSE), NYSE American LLC (NYSEAMER), NYSE Arca (NYSEARCA), NYSE Chicago, Inc. (NYSECHX), NYSE National, Inc. (NYSENAT), MIAX PEARL, LLC (PEARL), Nasdaq PHLX LLC (Phlx) Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan G
View Received Comments
34-100424 Jun 25, 2024 SR-NYSECHX-2024-24 NYSE Chicago, Inc. (NYSECHX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: July 22, 2024
See Also - Exhibit 5
34-100380 Jun 18, 2024 SR-NYSECHX-2024-23 NYSE Chicago, Inc. (NYSECHX) Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Interpretations and Policies .07 under NYSE Chicago Article 6, Rule 11
Comments Due: July 16, 2024
See Also - Exhibit 5