National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-101358 | Oct 16, 2024 | SR-PEARL-2024-47 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Both an Early and Late Trading Session on its Equity Trading Platform See Also - Exhibit 5 Submit a Comment on SR-PEARL-2024-47
|
| 34-101341 | Oct 15, 2024 | SR-PEARL-2024-48 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2618(a)(7)(A) to Allow Equity Members to Cancel a Subset of Orders Over an Order Entry Port Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101282 | Oct 8, 2024 | SR-PEARL-2024-46 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: 21 days after publication in the Federal Register. See Also - Exhibit 5 |
| 34-101152 | Sep 24, 2024 | SR-PEARL-2024-45 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to Amend the Short Term Option Series Program Comments Due: October 21, 2024 See Also - Exhibit 5 |
| 34-101146 | Sep 24, 2024 | SR-PEARL-2024-42 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: October 21, 2024 See Also - Exhibit 5 |
| 34-101135 | Sep 23, 2024 | SR-PEARL-2024-43 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: October 18, 2024 See Also - Exhibit 5 |
| 34-101122 | Sep 20, 2024 | SR-PEARL-2024-44 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule Comments Due: October 17, 2024 See Also - Exhibit 5 |
| 34-101100 | Sep 19, 2024 | SR-PEARL-2024-41 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: October 16, 2024 See Also - Exhibit 5 |
| 34-100953 | Sep 5, 2024 | SR-PEARL-2024-37 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated A Comments Due: October 2, 2024 View Received Comments See Also - Exhibit 5 |
| 34-100952 | Sep 5, 2024 | SR-PEARL-2024-36 | MIAX PEARL, LLC (PEARL) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Au Comments Due: October 3, 2024 View Received Comments See Also - Exhibit 5 |