Comments on NASD Rulemaking

Self-Regulatory Organizations; Order Granting Approval of Proposed Rule Change to Require Members to Review and Update Executive Representative Contact Information on a Quarterly Basis

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Date Received
Date Letter Type Commenter Name
Public Comment Grace Yeh, Assistant General Counsel, NASD

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-184
Release Number
34-49497
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