Comments on NASD Rulemaking

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change to Amend NASD Rule 7010(k) Relating to TRACE Transaction Data

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Date Received
Date Letter Type Commenter Name
Public Comment James L. Eastman, Assistant General Counsel, NASD
Public Comment Stephen Tenison

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-063
Release Number
34-51874
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