html> NASD Rulemaking Comments: SR-NASD-2004-141
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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Changes to Prohibit Participation by a Research Analyst in a Road Show Related to an Investment Banking Services Transaction and to Require Certain Communications About an Investment Banking Services Transaction to be Fair, Balanced and Not Misleading

(Release No. 34-51358; File No. SR-NASD-2004-141)

Modified: 04/06/2005