Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Treatment of Commodity Pool Trail Commissions

Filter comments


Date Sort descending	Letter Type	Commenter Name
Sept. 24, 2004	Public Comment	Lawrence D. Israel, President, Exchange Analytics Inc.
Sept. 3, 2004	Public Comment	Mark S. Stratton, President, Beacon Management Corporation
Aug. 30, 2004	Public Comment	Gary L. Goldsholle, Associate Vice President and Associate General Counsel, National Association of Securities Dealers, Inc.
Aug. 30, 2004	Public Comment	William S. Scott, The Scott Law Firm, P.A., on behalf of Futures Investment Company, Providence Select Fund, Limited Partnership and Bromwell Financial Fund, L. P.
Aug. 20, 2004	Public Comment	Bruce L. Cleland, President and Chief Executive Officer, Campbell & Company, Inc.
Aug. 20, 2004	Public Comment	Daniel A. Driscoll, Executive Vice President, National Futures Association
Aug. 20, 2004	Public Comment	David J. Vogel, President, Citigroup Managed Futures LLC
Aug. 20, 2004	Public Comment	David M. Kozak, Senior Vice President and General Counsel, John W. Henry & Company, Inc.
Aug. 20, 2004	Public Comment	John G. Gaine, President, Managed Funds Association
Aug. 20, 2004	Public Comment	Rita M. Molesworth
Aug. 19, 2004	Public Comment	Mark S. Stratton, President, Beacon Management Corporation
March 12, 2004	Public Comment	John M. Damgard, President, Futures Industry Association

Last Reviewed or Updated: Dec. 18, 2025

File Number

SR-NASD-2004-108

Release Number

34-50065

How to submit comments