NASD Rulemaking Comments: SR-NASD-2005-05
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Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. to Amend NASD Rule 2370 Relating to Certain Lending Arrangements Between Registered Persons and Customers

(Release No. 34-49081; File No. SR-NASD-2004-05)

  • Comments of Ralph A. Lambiase, NASAA President and Director, Connecticut Division of Securities, North American Securities Administrators Association, Inc., February 13, 2003 (File name: nasaa021304.pdf)

Modified: 05/05/2004