Comments on NASD Rulemaking

Order Approving Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. to Clarify Reporting Requirements for Transactions Conducted Through Electronic Communications Networks

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Date Received
Date Letter Type Commenter Name
Public Comment William O'Brien, Chief Operating Officer, Brut, LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-98
Release Number
34-48442
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