Comments on NASD Rulemaking

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Modify the Transaction Credit Program for Exchange-Listed Securities

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Date Received
Date Letter Type Commenter Name
Public Comment Darla C. Stuckey, Corporate Secretary, New York Stock Exchange, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-63
Release Number
34-47635
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