Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Proposed Amendments to Rule 1120 Regarding Regulatory Element Contact Person

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Michael S. Zarin, Wellfleet Investments LLC

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-183
Release Number
34-48986
How to submit comments