Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Proposed Amendments to NASD's Telemarketing Rules to Require Members to Participate in the National Do-Not-Call Registry

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Date Received
Date Letter Type Commenter Name
Public Comment Kevin S. Thompson, Vice President, Deputy General Counsel, CUNA Brokerage Services, Inc.
Public Comment Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
Public Comment Carl B. Wilkerson, The American Council of Life Insurers
Public Comment James Y. Chin, AVP, Director and Counsel, State Government Affairs & Staff Advisor to the SIA State Telemarketin Subcommittee, The State Regulation and Legislation Committee of the Securities Industry Association
Public Comment Ted F. Angus, VP and Senior Corporate Counsel for Retail Brokerage, Charles Schwab & Co., Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2003-131
Release Number
34-48390
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