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ISE Rulemaking
We encourage the public to submit comments on the following International Securities Exchange, Inc. (ISE) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
ISE File Number List for 2016
Additional Archives
2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-ISE-2016-31 |
| 34-79686 |
Dec. 23, 2016 |
Notice of Filing of Proposed Rule Change to Amend the Supplementary Material to ISE Rule 1901
Comments due: January 20, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80009
|
SR-ISE-2016-27 |
| 34-79665 |
Dec. 22, 2016 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Exchange's Rules Regarding Routing of Orders, Cancellation of Orders, and Handling of Error Positions, and Permit Nasdaq Execution Services, LLC to become an Affiliated Member of the Exchange to Perform Certain Routing and Other Functions
Comments due: January 19, 2017
Additional Materials: Exhibit 5
|
SR-ISE-2016-30 |
| 34-79622 |
Dec. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 803 at Supplementary Material .02 in Connection with Business Continuity and Disaster Recovery Plans
Comments due: January 17, 2017
Additional Materials: Exhibit 5
|
SR-ISE-2016-28 |
| 34-79563 |
Dec. 15, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Direct Debit for Market Data Products
Comments due: January 11, 2017
Additional Materials: Exhibit 5
|
SR-ISE-2016-29 |
| 34-79530 |
Dec. 12, 2016 |
Notice of Filing of Proposed Rule Change to Amend ISE Rule 723 and to Make Pilot Program Permanent
Comments due: January 6, 2017
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5
See also: Order: Rel. No. 4-79829
|
SR-ISE-2016-22 |
| 34-79357 |
Nov. 18, 2016 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. to Implement Proxy Access
Comments due: December 16, 2016
See also: Notice: Rel. No. 34-78985
Additional File Nos.: SR-NASDAQ-2016-127, SR-BX-2016-051, SR-ISEGemini-2016-10, SR-ISEMercury-2016-16, SR-Phlx-2016-93, SR-BSECC-2016-001, SR-SCCP-2016-01
|
SR-ISE-2016-26 |
| 34-79352 |
Nov. 18, 2016 |
Notice of Filing of Proposed Rule Change to Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism
Comments due: December 16, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79733
|
SR-ISE-2016-25 |
| 34-79100 |
Oct. 14, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 10, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-23 |
| 34-79061 |
Oct. 6, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Current Billing Practice With Respect to Billing Disputes
Comments due: November 3, 2016
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-ISE-2016-24 |
| 34-79014 |
Sep. 30, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 213
Comments due: October 27, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-22 |
| 34-78985 |
Sep. 29, 2016 |
Notice of Filing of Proposed Rule Change to Amend the By-Laws of Nasdaq, Inc. to Implement Proxy Access
Comments due: October 26, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79357
Comments received are available for this proposal.
|
SR-ISE-2016-21 |
| 34-78920 |
Sep. 23, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Rule to Prohibit Disruptive Quoting and Trading Activity and Allow the Exchange to Take Prompt Action
Comments due: October 20, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-19 |
| 34-78788 |
Sep. 8, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Specificity to the Definition of a Professional in the Exchange's Rules
Comments due: October 5, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-18 |
| 34-78715 |
Aug. 29, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: September 23, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2015-30 |
| 34-78423 |
Jul. 27, 2016 |
Order Disapproving a Proposed Rule Change to Amend Rule 804(g)
See also: Notice: Rel. No. 34-77928, Notice: Rel. No. 34-77246, Notice: Rel. No. 34-76893, Notice: Rel. No. 34-76506
|
SR-ISE-2016-17 |
| 34-78344 |
Jul. 15, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 11, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-16 |
| 34-78295 |
Jul. 12, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 8, 2016
Additional Materials: Exhibit 3, Exhibit 5 |
| Second Quarter |
SR-ISE-2016-15 |
| 34-78203 |
Jun. 30, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 28, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-11 |
| 34-78119 |
Jun. 21, 2016 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury
Comments due: July 18, 2016
Additional File Nos.: SR-ISEGemini-2016-05, SR-ISEMercury-2016-10
See also: Notice: Rel. No. 34-77794 |
SR-ISE-2015-30 |
| 34-77928 |
May 26, 2016 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
See also: Order: Rel. No. 34-78423, Order: Rel. No. 34-77246, Notice: Rel. No. 34-76893, Notice: Rel. No. 34-76506
|
SR-ISE-2016-14 |
| 34-77907 |
May 25, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 22, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-08 |
| 34-77875 |
May 20, 2016 |
Order Approving Proposed Rule Change Related to Market Wide Risk Protection
See also: Notice: Rel. No. 34-77489
|
SR-ISE-2016-13 |
| 34-77821 |
May 12, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 8, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-11 |
| 34-77794 |
May 10, 2016 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: June 6, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G
See also: Notice/Order: Rel. No. 34-78119
Comments received are available for this proposal. |
SR-ISE-2016-10 |
| 34-77754 |
May 2, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 27, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-09 |
| 34-77593 |
Apr. 12, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 9, 2016
Additional Materials: Exhibit 5
|
| First Quarter |
SR-ISE-2016-08 |
| 34-77489 |
Mar. 31, 2016 |
Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: April 27, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77875 |
SR-ISE-2016-07 |
| 34-77410 |
Mar. 21, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Strict Concentration Limits on Primary Market Makers
Comments due: April 15, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-06 |
| 34-77335 |
Mar. 9, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: April 5, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2015-30 |
| 34-77246 |
Feb. 26, 2016 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 804(g)
Comments due: March 24, 2016
Rebuttal comments due: April 7, 2016
See also: Order: Rel. No. 34-78423, Notice: Rel. No. 34-77928, Notice: Rel. No. 34-76893, Notice: Rel. No. 34-76506 |
SR-ISE-2016-05 |
| 34-77199 |
Feb. 22, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct the Text of ISE Rule 313
Comments due: March 18, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-04 |
| 34-76990 |
Jan. 28, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 24, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-03 |
| 34-76957 |
Jan. 21, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 17, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-02 |
| 34-76936 |
Jan. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-Up Primary Market Makers
Comments due: February 16, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2015-30 |
| 34-76893 |
Jan. 13, 2016 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend Rule 804(g)
See also:
Order: Rel. No. 34-78423, Notice: Rel. No. 34-77928, Order: Rel. No. 34-77246, Notice: Rel. No. 34-76506
|
SR-ISE-2015-44 |
| 34-76835 |
Jan. 5, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: February 1, 2016
Additional Materials: Exhibit 5
|
| ISE File Number List for 2016 |
| Release No. |
Date |
Details |
SR-ISE-2016-32 |
| 34-79721 |
Jan. 3, 2017 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules to Extend a Pilot Program
Comments due: January 30, 2017
Additional Materials: Exhibit 5
|
SR-ISE-2016-31 |
| 34-80009 |
Feb. 10, 2017 |
Order Approving Proposed Rule Change to Amend the Supplementary Material to ISE Rule 1901 |
| 34-79686 |
Dec. 23, 2016 |
Notice of Filing of Proposed Rule Change to Amend the Supplementary Material to ISE Rule 1901
Comments due: January 20, 2017
Additional Materials: Exhibit 5
|
SR-ISE-2016-30 |
| 34-79622 |
Dec. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rule 803 at Supplementary Material .02 in Connection with Business Continuity and Disaster Recovery Plans
Comments due: January 17, 2017
Additional Materials: Exhibit 5
|
SR-ISE-2016-29 |
| 34-79829 |
Jan. 18, 2017 |
Order Granting Approval of Proposed Rule Change to Amend ISE Rule 723 and to Make Pilot Program Permanent
|
| 34-79530 |
Dec. 12, 2016 |
Notice of Filing of Proposed Rule Change to Amend ISE Rule 723 and to Make Pilot Program Permanent
Comments due: January 6, 2017
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5
|
SR-ISE-2016-28 |
| 34-79563 |
Dec. 15, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Direct Debit for Market Data Products
Comments due: January 11, 2017
Additional Materials: Exhibit 5
|
SR-ISE-2016-27 |
| 34-79994 |
Feb. 9, 2017 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Exchange's Rules Regarding Routing of Orders, Cancellation of Orders, and Handling of Error Positions, and Permit Nasdaq Execution Services, LLC to become an Affiliated Member of the Exchange to Perform Certain Routing and Other Functions |
| 34-79665 |
Dec. 22, 2016 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Exchange's Rules Regarding Routing of Orders, Cancellation of Orders, and Handling of Error Positions, and Permit Nasdaq Execution Services, LLC to become an Affiliated Member of the Exchange to Perform Certain Routing and Other Functions
Comments due: January 19, 2017
Additional Materials: Exhibit 5
|
SR-ISE-2016-26 |
| 34-79733 |
Jan. 4, 2017 |
Order Approving a Proposed Rule Change to Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism
|
| 34-79352 |
Nov. 18, 2016 |
Notice of Filing of Proposed Rule Change to Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism
Comments due: December 16, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-25 |
| 34-79100 |
Oct. 14, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: November 10, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-24 |
| 34-79014 |
Sep. 30, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 213
Comments due: October 27, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-23 |
| 34-79061 |
Oct. 6, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Current Billing Practice With Respect to Billing Disputes
Comments due: November 3, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-22 |
| 34-79357 |
Nov. 18, 2016 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. to Implement Proxy Access
Comments due: December 16, 2016
Additional File Nos.: SR-NASDAQ-2016-127, SR-BX-2016-051, SR-ISEGemini-2016-10, SR-ISEMercury-2016-16, SR-Phlx-2016-93, SR-BSECC-2016-001, SR-SCCP-2016-01
|
| 34-78985 |
Sep. 29, 2016 |
Notice of Filing of Proposed Rule Change to Amend the By-Laws of Nasdaq, Inc. to Implement Proxy Access
Comments due: October 26, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-ISE-2016-21 |
| 34-78920 |
Sep. 23, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Rule to Prohibit Disruptive Quoting and Trading Activity and Allow the Exchange to Take Prompt Action
Comments due: October 20, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-19 |
| 34-78788 |
Sep. 8, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Specificity to the Definition of a Professional in the Exchange's Rules
Comments due: October 5, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-18 |
| 34-78715 |
Aug. 29, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: September 23, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-17 |
| 34-78344 |
Jul. 15, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Price Improvement Mechanism Pilot Program
Comments due: August 11, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-16 |
| 34-78295 |
Jul. 12, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 8, 2016
Additional Materials: Exhibit 3, Exhibit 5 |
SR-ISE-2016-15 |
| 34-78203 |
Jun. 30, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: July 28, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-14 |
| 34-77907 |
May 25, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 22, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-13 |
| 34-77821 |
May 12, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: June 8, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-11 |
| 34-78119 |
Jun. 21, 2016 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, Relating to a Corporate Transaction in Which Nasdaq, Inc. Will Become the Indirect Parent of ISE, ISE Gemini, and ISE Mercury
Comments due: July 18, 2016
Additional File Nos.: SR-ISEGemini-2016-05, SR-ISEMercury-2016-10 |
| 34-77794 |
May 10, 2016 |
Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent
Comments due: June 6, 2016
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G
Comments received are available for this proposal.
|
SR-ISE-2016-10 |
| 34-77754 |
May 2, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 27, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-09 |
| 34-77593 |
Apr. 12, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: May 9, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-08 |
| 34-77875 |
May 20, 2016 |
Order Approving Proposed Rule Change Related to Market Wide Risk Protection
|
| 34-77489 |
Mar. 31, 2016 |
Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection
Comments due: April 27, 2016
Additional Materials: Exhibit 5 |
SR-ISE-2016-07 |
| 34-77410 |
Mar. 21, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate the Strict Concentration Limits on Primary Market Makers
Comments due: April 15, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-06 |
| 34-77335 |
Mar. 9, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria
Comments due: April 5, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-05 |
| 34-77199 |
Feb. 22, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct the Text of ISE Rule 313
Comments due: March 18, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-04 |
| 34-76990 |
Jan. 28, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 24, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-03 |
| 34-76957 |
Jan. 21, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees
Comments due: February 17, 2016
Additional Materials: Exhibit 5
|
SR-ISE-2016-02 |
| 34-76936 |
Jan. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-Up Primary Market Makers
Comments due: February 16, 2016
Additional Materials: Exhibit 5
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