National Securities Exchanges
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| Release Number | SEC Issue Date Sort descending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-79663 | Dec 22, 2016 | SR-ISEMercury-2016-22 | ISE Mercury (ISEMercury) | Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of the Exchange To Perform Certain Routing and Other Functions See Also - Exhibit 5 |
| 34-79624 | Dec 20, 2016 | SR-ISEMercury-2016-24 | ISE Mercury (ISEMercury) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Mercury Rule 803 at Supplementary Material .02 in Connection With Business Continuity and Disaster Recovery Plans See Also - Exhibit 5 |
| 34-79539 | Dec 13, 2016 | SR-ISEMercury-2016-25 | ISE Mercury (ISEMercury) | Notice of Filing of Proposed Rule Change to Amend ISE Mercury Rule 723 and To Make Pilot Program Permanent See Also - Exhibit 3, Exhibit 5, Order Granting Approval of Proposed Rule Change to Amend ISE Mercury Rule 723 and to Make Pilot Program Permanent |
| 34-79354 | Nov 18, 2016 | SR-ISEMercury-2016-21 | ISE Mercury (ISEMercury) | Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism See Also - Exhibit 5, Order Approving a Proposed Rule Change to Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism |
| 34-79357 | Nov 18, 2016 | SR-SCCP-2016-01, SR-PHLX-2016-93, SR-NASDAQ-2016-127, SR-ISEMercury-2016-16, SR-ISEGemini-2016-10, SR-ISE-2016-22, SR-BX-2016-051, SR-BSECC-2016-001 | Stock Clearing Corporation of Philadelphia, Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), ISE Mercury (ISEMercury), ISE Gemini (ISEGemini), Nasdaq ISE, LLC (ISE), Nasdaq BX, Inc. (BX), Boston Stock Exchange Clearing Corporation | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. To Implement Proxy Access View Received Comments See Also - Rel. No. 34-78985, Rel. No. 34-78979, Rel. No. 34-78986, Rel. No. 34-78978, Rel. No. 34-78980, Rel. No. 34-78981, Rel. No. 34-78982, Rel. No. 34-78984 |
| 34-79323 | Nov 16, 2016 | SR-ISEMercury-2016-20 | ISE Mercury (ISEMercury) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Controversial and Technical Changes to Exchange Rules See Also - Exhibit 5 |
| 34-79059 | Oct 6, 2016 | SR-ISEMercury-2016-17 | ISE Mercury (ISEMercury) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Current Billing Practice With Respect to Billing Disputes See Also - Exhibit 5 |
| 34-79012 | Sep 30, 2016 | SR-ISEMercury-2016-18 | ISE Mercury (ISEMercury) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Rule 209 See Also - Exhibit 5 |
| 34-78980 | Sep 29, 2016 | SR-ISEMercury-2016-16 | ISE Mercury (ISEMercury) | Notice of Filing of Proposed Rule Change To Amend the By-Laws of Nasdaq, Inc. To Implement Proxy Access View Received Comments See Also - Exhibit 5, Rel. No. 34-79357 |
| 34-78791 | Sep 8, 2016 | SR-ISEMercury-2016-14 | ISE Mercury (ISEMercury) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Specificity to the Definition of a Professional in the Exchange's Rules See Also - Exhibit 5 |