ICE Clear Credit Rulemaking

We encourage the public to submit comments on the following ICE Clear Credit (ICC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  Second Quarter | First Quarter

ICC File Number List for 2019

Additional Archives

Chronological List

Release No. Date Details
Fourth Quarter
SR-ICC-2019-007
34-87297 Oct. 15, 2019 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
Comments due: 21 days after publication in the Federal Register
SR-ICC-2019-010
34-87225 Oct. 4, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses
Third Quarter
SR-ICC-2019-008
34-86838 Aug. 30, 2019 Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework
SR-ICC-2019-007
34-86799 Aug. 28, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
SR-ICC-2019-010
34-86729 Aug. 22, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: September 18, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ICC-2019-009
34-86728 Aug. 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Treasury Operations Policies and Procedures
Comments due: September 18, 2019
SR-ICC-2019-005
34-86378 Jul. 15, 2019 Order Approving Proposed Rule Change Relating to ICC's Stress Testing Framework
SR-ICC-2019-007
34-86358 Jul. 11, 2019 Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
Comments due: August 7, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ICC-2019-008
34-86341 Jul. 10, 2019 Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework
Comments due: August 6, 2019
Second Quarter
SR-ICC-2019-004
34-86039 Jun. 5, 2019 Order Approving Proposed Rule Change Relating to the ICC Model Validation Framework
SR-ICC-2019-006
34-86036 Jun. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Risk Management Model Description
Comments due: July 2, 2019
SR-ICC-2019-005
34-85938 May 24, 2019 Notice of Filing of Proposed Rule Change Relating to ICC's Stress Testing Framework
Comments due: June 21, 2019
SR-ICC-2019-004
34-85673 Apr. 17, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Model Validation Framework
Comments due: May 14, 2019
SR-ICC-2019-003
34-85588 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule
Comments due: May 7, 2019
Additional Materials: Exhibit 5
First Quarter
SR-ICC-2019-002
34-85495 Apr. 3, 2019 Order Approving Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy
SR-ICC-2019-001
34-85357 Mar. 19, 2019 Order Approving Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework
SR-ICC-2019-002
34-85157 Feb. 15, 2019 Notice of Filing of Proposed Rule Change Relating to ICC's Risk Parameter Setting and Review Policy
Comments due: March 15, 2019
SR-ICC-2018-011
34-85105 Feb. 11, 2019 Order Approving Proposed Rule Change Relating to ICC's New Initiatives Approval Policy and Procedural Framework
SR-ICC-2019-001
34-85047 Feb. 4, 2019 Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework
Comments due: March 1, 2019

ICC File Number List for 2019

Release No. Date Details
SR-ICC-2019-010
34-87225 Oct. 4, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amendments to the ICC Clearing Rules to Address Non-Default Losses
34-86729 Aug. 22, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Clearing Rules
Comments due: September 18, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ICC-2019-009
34-86728 Aug. 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Treasury Operations Policies and Procedures
Comments due: September 18, 2019
SR-ICC-2019-008
34-86838 Aug. 30, 2019 Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework
34-86341 Jul. 10, 2019 Notice of Filing of Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures and ICC Risk Management Framework
Comments due: August 6, 2019
SR-ICC-2019-007
34-87297 Oct. 15, 2019 Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
Comments due: 21 days after publication in the Federal Register
34-86799 Aug. 28, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
34-86358 Jul. 11, 2019 Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the ICC Rules, ICC End-of-Day Price Discovery Policies and Procedures, and ICC Risk Management Framework
Comments due: August 7, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-ICC-2019-006
34-86036 Jun. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Risk Management Model Description
Comments due: July 2, 2019
SR-ICC-2019-005
34-86378 Jul. 15, 2019 Order Approving Proposed Rule Change Relating to ICC's Stress Testing Framework
34-85938 May 24, 2019 Notice of Filing of Proposed Rule Change Relating to ICC's Stress Testing Framework
Comments due: June 21, 2019
SR-ICC-2019-004
34-86039 Jun. 5, 2019 Order Approving Proposed Rule Change Relating to the ICC Model Validation Framework
34-85673 Apr. 17, 2019 Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to ICC's Model Validation Framework
Comments due: May 14, 2019
SR-ICC-2019-003
34-85588 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Cash Investment Yield Schedule
Comments due: May 7, 2019
Additional Materials: Exhibit 5
SR-ICC-2019-002
34-85495 Apr. 3, 2019 Order Approving Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy
34-85157 Feb. 15, 2019 Notice of Filing of Proposed Rule Change Relating to ICC's Risk Parameter Setting and Review Policy
Comments due: March 15, 2019
SR-ICC-2019-001
34-85357 Mar. 19, 2019 Order Approving Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework
34-85047 Feb. 4, 2019 Proposed Rule Change Relating to the ICE CDS Clearing: Back-Testing Framework
Comments due: March 1, 2019