MIAX Emerald, LLC (EMERALD) Rulemaking
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Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
PEARL File Number List for 2020
Additional Archives
MIAX Emerald File Number List for 2020
Chronological List for 2020
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-EMERALD-2020-21 | ||
| 34-90829 | Dec. 30, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1900, Registration Requirements, to Adopt Temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals)
Comments due: January 27, 2021 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-20 | ||
| 34-90738 | Dec. 21, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish a Fee for Historical Market Data
Comments due: January 19, 2021 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-19 | ||
| 34-90639 | Dec. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: January 7, 2021 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-16 | ||
| 34-90612 | Dec. 9, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees
Comments due: January 5, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-18 | ||
| 34-90601 | Dec. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a Monthly Trading Permit Fees
Comments due: January 4, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-17 | ||
| 34-90600 | Dec. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees
Comments due: January 4, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-15 | ||
| 34-90597 | Dec. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface ("API") Testing and Certification Fees, and Network Connectivity Testing and Certification Fees
Comments due: January 4, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-14 | ||
| 34-90393 | Nov. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws
Comments due: December 8, 2020 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c |
| SR-EMERALD-2020-13 | ||
| 34-90274 | Oct. 27, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees
Comments due: November 23, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-11 | ||
| 34-90196 | Oct. 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt One-Time Membership Application Fees and Monthly Trading Permit Fees
Comments due: November 12, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-12 | ||
| 34-90184 | Oct. 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees
Comments due: November 10, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-09 | ||
| 34-90183 | Oct. 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Application Programming Interface ("API") Testing and Certification Fees and Network Connectivity Testing and Certification Fees
Comments due: November 10, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| Third Quarter | ||
| SR-EMERALD-2020-07 | ||
| 34-89927 | Sep. 21, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: October 16, 2020 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-06 | ||
| 34-89301 | Jul. 13, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 7, 2020 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-05 | ||
| 34-88993 | Jun. 2, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, to conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 29, 2020 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-EMERALD-2020-04 | ||
| 34-88560 | Apr. 3, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fee Schedule Comments due: April 30, 2020 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-EMERALD-2020-03 | ||
| 34-88051 | Jan. 27, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments due: February 21, 2020 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-02 | ||
| 34-87942 | Jan. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend, Reorganize and Enhance its Membership, Registration and Qualification Rules and Consolidate these Rules into New Chapter XIX Registration, Qualification and Continuing Education
Comments due: February 6, 2020 Additional Materials: Exhibit 5 |
File Number List for 2020
| Release No. | Date | Details |
|---|---|---|
| SR-EMERALD-2020-21 | ||
| 34-90829 | Dec. 30, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1900, Registration Requirements, to Adopt Temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals)
Comments due: January 27, 2021 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-20 | ||
| 34-90738 | Dec. 21, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish a Fee for Historical Market Data
Comments due: January 19, 2021 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-19 | ||
| 34-90639 | Dec. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: January 7, 2021 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-18 | ||
| 34-90601 | Dec. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a Monthly Trading Permit Fees
Comments due: January 4, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-17 | ||
| 34-90600 | Dec. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees
Comments due: January 4, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-16 | ||
| 34-90612 | Dec. 9, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees
Comments due: January 5, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-15 | ||
| 34-90597 | Dec. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface ("API") Testing and Certification Fees, and Network Connectivity Testing and Certification Fees
Comments due: January 4, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-14 | ||
| 34-90393 | Nov. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws
Comments due: December 8, 2020 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c |
| SR-EMERALD-2020-13 | ||
| 34-90274 | Oct. 27, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees
Comments due: November 23, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-12 | ||
| 34-90184 | Oct. 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees
Comments due: November 10, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-11 | ||
| 34-90196 | Oct. 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt One-Time Membership Application Fees and Monthly Trading Permit Fees
Comments due: November 12, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-09 | ||
| 34-90183 | Oct. 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Application Programming Interface ("API") Testing and Certification Fees and Network Connectivity Testing and Certification Fees
Comments due: November 10, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2020-07 | ||
| 34-89927 | Sep. 21, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: October 16, 2020 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-06 | ||
| 34-89301 | Jul. 13, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 7, 2020 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-05 | ||
| 34-88993 | Jun. 2, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, to conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 29, 2020 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-04 | ||
| 34-88560 | Apr. 3, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fee Schedule Comments due: April 30, 2020 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-03 | ||
| 34-88051 | Jan. 27, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: February 21, 2020 Additional Materials: Exhibit 5 |
| SR-EMERALD-2020-02 | ||
| 34-87942 | Jan. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend, Reorganize and Enhance its Membership, Registration and Qualification Rules and Consolidate these Rules into New Chapter XIX Registration, Qualification and Continuing Education
Comments due: February 6, 2020 Additional Materials: Exhibit 5 |