MIAX Emerald, LLC (EMERALD) Rulemaking
We encourage the public to submit comments on the following MIAX Emerald, LLC (EMERALD) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter |
First Quarter
MIAX Emerald File Number List for 2019
Chronological List for 2019
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-EMERALD-2019-32 | ||
| 34-86864 | Sep. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Emerald Order Monitor
Comments due: October 1, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-31 | ||
| 34-86839 | Aug. 30, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: September 27, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-30 | ||
| 34-86699 | Aug. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 520, Limitations on Orders
Comments due: September 12, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-29 | ||
| 34-86606 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2019-27 | ||
| 34-86536 | Jul. 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: August 27, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-28 | ||
| 34-86533 | Jul. 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders and Quotes
Comments due: August 27, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-26 | ||
| 34-86471 | Jul. 25, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Corrective Edits to Exchange Rule 503, Openings on the Exchange
Comments due: August 21, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-25 | ||
| 34-86368 | Jul. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 8, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-24 | ||
| 34-86344 | Jul. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: August 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| Second Quarter | ||
| SR-EMERALD-2019-19 | ||
| 34-86183 | Jun. 24, 2019 | Order Approving a Proposed Rule Change to Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes |
| SR-EMERALD-2019-23 | ||
| 34-86048 | Jun. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: July 3, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-22 | ||
| 34-85910 | May 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503, Openings on the Exchange
Comments due: June 19, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-21 | ||
| 34-85909 | May 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 18, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-20 | ||
| 34-85839 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: June 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2019-19 | ||
| 34-85783 | May 6, 2019 | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes
Comments due: May 31, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-18 | ||
| 34-85700 | Apr. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions
Comments due: May 17, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-17 | ||
| 34-85568 | Apr. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 530, Limit Up-Limit Down, and Exchange Rule 521, Nullification and Adjustment of Options Transactions
Comments due: May 6, 2019 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-EMERALD-2019-16 | ||
| 34-85457 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments
Comments due: April 25, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-15 | ||
| 34-85393 | Mar. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the MIAX Emerald Fee Schedule
Comments due: April 17, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-04 | ||
| 34-85386 | Mar. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
Comments due: April 17, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-EMERALD-2019-14 | ||
| 34-85346 | Mar. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: April 12, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-13 | ||
| 34-85345 | Mar. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: April 12, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-12 | ||
| 34-85344 | Mar. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Emerald Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: April 12, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-11 | ||
| 34-85316 | Mar. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: April 10, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2019-07 | ||
| 34-85266 | Mar. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons
Comments due: April 3, 2019 |
| SR-EMERALD-2019-01 | ||
| 34-85251 | Mar. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish an Options Regulatory Fee
Comments due: April 2, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2019-06 | ||
| 34-85225 | Mar. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: March 28, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-08 | ||
| 34-85224 | Feb. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options
Comments due: March 27, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-05 | ||
| 34-85208 | Feb. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 602, Appointment of Market Makers
Comments due: March 26, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-09 | ||
| 34-85207 | Feb. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish MIAX Emerald Top of Market ("ToM") Data Feed, MIAX Emerald Complex Top of Market ("cToM") Data Feed, MIAX Emerald Administrative Information Subscriber ("AIS") Data Feed, and MIAX Emerald Order Feed ("MOR")
Comments due: March 26, 2019 |
| SR-EMERALD-2019-03 | ||
| 34-85164 | Feb. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Emerald Order Monitor
Comments due: March 18, 2019 Additional Materials: Exhibit 5 |
File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-EMERALD-2019-32 | ||
| 34-86864 | Sep. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Emerald Order Monitor
Comments due: October 1, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-31 | ||
| 34-86839 | Aug. 30, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: September 27, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-30 | ||
| 34-86699 | Aug. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 520, Limitations on Orders
Comments due: September 12, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-29 | ||
| 34-86606 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2019-28 | ||
| 34-86533 | Jul. 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515, Execution of Orders and Quotes
Comments due: August 27, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-27 | ||
| 34-86536 | Jul. 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: August 27, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-26 | ||
| 34-86471 | Jul. 25, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Corrective Edits to Exchange Rule 503, Openings on the Exchange
Comments due: August 21, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-25 | ||
| 34-86368 | Jul. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 8, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-24 | ||
| 34-86344 | Jul. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: August 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2019-23 | ||
| 34-86048 | Jun. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: July 3, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-22 | ||
| 34-85910 | May 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503, Openings on the Exchange
Comments due: June 19, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-21 | ||
| 34-85909 | May 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 18, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-20 | ||
| 34-85839 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: June 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2019-19 | ||
| 34-86183 | Jun. 24, 2019 | Order Approving a Proposed Rule Change to Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes |
| 34-85783 | May 6, 2019 | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 515A Concerning the PRIME Price Improvement and Solicitation Mechanisms and Rules 516 and 517 Regarding Post-Only Orders and Post-Only Quotes
Comments due: May 31, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-18 | ||
| 34-85700 | Apr. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions
Comments due: May 17, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-17 | ||
| 34-85568 | Apr. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 530, Limit Up-Limit Down, and Exchange Rule 521, Nullification and Adjustment of Options Transactions
Comments due: May 6, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-16 | ||
| 34-85457 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments
Comments due: April 25, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-15 | ||
| 34-85393 | Mar. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the MIAX Emerald Fee Schedule
Comments due: April 17, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-14 | ||
| 34-85346 | Mar. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: April 12, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-13 | ||
| 34-85345 | Mar. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: April 12, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-12 | ||
| 34-85344 | Mar. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Emerald Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: April 12, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-11 | ||
| 34-85316 | Mar. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt System Connectivity Fees
Comments due: April 10, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-EMERALD-2019-09 | ||
| 34-85207 | Feb. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish MIAX Emerald Top of Market ("ToM") Data Feed, MIAX Emerald Complex Top of Market ("cToM") Data Feed, MIAX Emerald Administrative Information Subscriber ("AIS") Data Feed, and MIAX Emerald Order Feed ("MOR")
Comments due: March 26, 2019 |
| SR-EMERALD-2019-08 | ||
| 34-85224 | Feb. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes, In Order To Harmonize Its Rule To the Rules of MIAX Options
Comments due: March 27, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-07 | ||
| 34-85266 | Mar. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 203, Qualification and Registration of Members and Associated Persons
Comments due: April 3, 2019 |
| SR-EMERALD-2019-06 | ||
| 34-85225 | Mar. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program
Comments due: March 28, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-05 | ||
| 34-85208 | Feb. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 602, Appointment of Market Makers
Comments due: March 26, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-04 | ||
| 34-85386 | Mar. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 507, Must Give Up Clearing Member, and Rule 513, Submission of Orders and Clearance of Transactions
Comments due: April 17, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-EMERALD-2019-03 | ||
| 34-85164 | Feb. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Emerald Order Monitor
Comments due: March 18, 2019 Additional Materials: Exhibit 5 |
| SR-EMERALD-2019-01 | ||
| 34-85251 | Mar. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish an Options Regulatory Fee
Comments due: April 2, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |