MIAX Emerald, LLC (EMERALD) Rulemaking

We encourage the public to submit comments on the following MIAX Emerald, LLC (EMERALD) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

PEARL File Number List for 2020

Additional Archives

MIAX Emerald File Number List for 2020

Chronological List for 2020

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Release No. Date Details
Fourth Quarter
SR-EMERALD-2020-21
34-90829 Dec. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1900, Registration Requirements, to Adopt Temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals)
Comments due: January 27, 2021
Additional Materials: Exhibit 5
SR-EMERALD-2020-20
34-90738 Dec. 21, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish a Fee for Historical Market Data
Comments due: January 19, 2021
Additional Materials: Exhibit 5
SR-EMERALD-2020-19
34-90639 Dec. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: January 7, 2021
Additional Materials: Exhibit 5
SR-EMERALD-2020-16
34-90612 Dec. 9, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees
Comments due: January 5, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-18
34-90601 Dec. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a Monthly Trading Permit Fees
Comments due: January 4, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-17
34-90600 Dec. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees
Comments due: January 4, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-15
34-90597 Dec. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface ("API") Testing and Certification Fees, and Network Connectivity Testing and Certification Fees
Comments due: January 4, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-14
34-90393 Nov. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws
Comments due: December 8, 2020
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c
SR-EMERALD-2020-13
34-90274 Oct. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees
Comments due: November 23, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-11
34-90196 Oct. 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt One-Time Membership Application Fees and Monthly Trading Permit Fees
Comments due: November 12, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-12
34-90184 Oct. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees
Comments due: November 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-09
34-90183 Oct. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Application Programming Interface ("API") Testing and Certification Fees and Network Connectivity Testing and Certification Fees
Comments due: November 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Third Quarter
SR-EMERALD-2020-07
34-89927 Sep. 21, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: October 16, 2020
Additional Materials: Exhibit 5
SR-EMERALD-2020-06
34-89301 Jul. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 7, 2020
Additional Materials: Exhibit 5
SR-EMERALD-2020-05
34-88993 Jun. 2, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, to conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 29, 2020
Additional Materials: Exhibit 5
Second Quarter
SR-EMERALD-2020-04
34-88560 Apr. 3, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fee Schedule
Comments due: April 30, 2020
Additional Materials: Exhibit 5
First Quarter
SR-EMERALD-2020-03
34-88051 Jan. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: February 21, 2020
Additional Materials: Exhibit 5
SR-EMERALD-2020-02
34-87942 Jan. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend, Reorganize and Enhance its Membership, Registration and Qualification Rules and Consolidate these Rules into New Chapter XIX Registration, Qualification and Continuing Education
Comments due: February 6, 2020
Additional Materials: Exhibit 5

File Number List for 2020

Release No. Date Details
SR-EMERALD-2020-21
34-90829 Dec. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1900, Registration Requirements, to Adopt Temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals)
Comments due: January 27, 2021
Additional Materials: Exhibit 5
SR-EMERALD-2020-20
34-90738 Dec. 21, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish a Fee for Historical Market Data
Comments due: January 19, 2021
Additional Materials: Exhibit 5
SR-EMERALD-2020-19
34-90639 Dec. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: January 7, 2021
Additional Materials: Exhibit 5
SR-EMERALD-2020-18
34-90601 Dec. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a Monthly Trading Permit Fees
Comments due: January 4, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-17
34-90600 Dec. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees
Comments due: January 4, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-16
34-90612 Dec. 9, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees
Comments due: January 5, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-15
34-90597 Dec. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt a One-Time Membership Application Fee, Application Programming Interface ("API") Testing and Certification Fees, and Network Connectivity Testing and Certification Fees
Comments due: January 4, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-14
34-90393 Nov. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Certificate of Formation, Amended and Restated Limited Liability Company Agreement, and the By-Laws
Comments due: December 8, 2020
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c
SR-EMERALD-2020-13
34-90274 Oct. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Establish Market Data Fees
Comments due: November 23, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-12
34-90184 Oct. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Port Fees and Increase Certain Network Connectivity Fees
Comments due: November 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-11
34-90196 Oct. 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt One-Time Membership Application Fees and Monthly Trading Permit Fees
Comments due: November 12, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-09
34-90183 Oct. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule To Adopt Application Programming Interface ("API") Testing and Certification Fees and Network Connectivity Testing and Certification Fees
Comments due: November 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-EMERALD-2020-07
34-89927 Sep. 21, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: October 16, 2020
Additional Materials: Exhibit 5
SR-EMERALD-2020-06
34-89301 Jul. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 7, 2020
Additional Materials: Exhibit 5
SR-EMERALD-2020-05
34-88993 Jun. 2, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, to conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 29, 2020
Additional Materials: Exhibit 5
SR-EMERALD-2020-04
34-88560 Apr. 3, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fee Schedule
Comments due: April 30, 2020
Additional Materials: Exhibit 5
SR-EMERALD-2020-03
34-88051 Jan. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: February 21, 2020
Additional Materials: Exhibit 5
SR-EMERALD-2020-02
34-87942 Jan. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend, Reorganize and Enhance its Membership, Registration and Qualification Rules and Consolidate these Rules into New Chapter XIX Registration, Qualification and Continuing Education
Comments due: February 6, 2020
Additional Materials: Exhibit 5