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DTC Advance Notice Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Second Quarter

DTC File Number List for 2016

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-DTC-2016-802
34-79224 Nov. 3, 2016 Notice of Filing of and Extension of Review Period of Advance Notice Relating to Processing of Transactions in Money Market Instruments
Comments due: November 25, 2016
Additional Materials: Exhibit 5
Second Quarter

SR-DTC-2016-801
34-77750 Apr. 29, 2016 Notice of Filing of and No Objection to Advance Notices to Renew the Credit Facility
Comments due: May 26, 2016
Additional File No.: SR-NSCC-2016-801

DTC File Number List for 2016
Release No. Date Details

SR-DTC-2016-802
34-79224 Nov. 3, 2016 Notice of Filing of and Extension of Review Period of Advance Notice Relating to Processing of Transactions in Money Market Instruments
Comments due: November 25, 2016
Additional Materials: Exhibit 5

SR-DTC-2016-801
34-77750 Apr. 29, 2016 Notice of Filing of and No Objection to Advance Notices to Renew the Credit Facility
Comments due: May 26, 2016
Additional File No.: SR-NSCC-2016-801

 

http://www.sec.gov/rules/sro/dtc-an.shtml


Modified: 11/17/2016