DTC Advance Notice Rulemaking
We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
DTC Advance File Number List for 2020
Additional Archives
2020 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2020
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-DTC-2020-801 | ||
| 34-90368 | Nov. 6, 2020 | Notice of No Objection To Advance Notice To Amend Rule 4 |
| SR-DTC-2020-801 | ||
| 34-90169 | Oct. 14, 2020 | Notice of Filing of an Advance Notice to Amend Rule 4
Comments due: November 4, 2020 Additional Materials: Exhibit 5 |
File Number List for 2020
| Release No. | Date | Details |
|---|---|---|
| SR-DTC-2020-801 | ||
| 34-90368 | Nov. 6, 2020 | Notice of No Objection to Advance Notice to Amend Rule 4 |
| 34-90169 | Oct. 14, 2020 | Notice of Filing of an Advance Notice to Amend Rule 4
Comments due: November 4, 2020 Additional Materials: Exhibit 5 |