DTC Advance Notice Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

DTC Advance File Number List for 2020

Additional Archives

Chronological List for 2020

(Search any column)
Release No. Date Details
Fourth Quarter
SR-DTC-2020-801
34-90368 Nov. 6, 2020 Notice of No Objection To Advance Notice To Amend Rule 4
SR-DTC-2020-801
34-90169 Oct. 14, 2020 Notice of Filing of an Advance Notice to Amend Rule 4
Comments due: November 4, 2020
Additional Materials: Exhibit 5

File Number List for 2020

Release No. Date Details
SR-DTC-2020-801
34-90368 Nov. 6, 2020 Notice of No Objection to Advance Notice to Amend Rule 4
34-90169 Oct. 14, 2020 Notice of Filing of an Advance Notice to Amend Rule 4
Comments due: November 4, 2020
Additional Materials: Exhibit 5