DTC Advance Notice Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

DTC File Number List for 2016

Additional Archives

Chronological List for 2017

Release No. Date Details
Second Quarter
SR-DTC-2017-801
34-80731 May 19, 2017 Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes
See also: Notice: Rel. No. 34-80394
Additional File Nos.: SR-FICC-2017-804, SR-NSCC-2017-801
SR-DTC-2017-802
34-80605 May 5, 2017 Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility
Comments due: May 31, 2017
See also: Notice: Rel. No. 34-80731
Additional File No.: SR-NSCC-2017-802
SR-DTC-2017-801
34-80394 Apr. 7, 2017 Notice of Filing of Advance Notice to Address and Update Practices and Policies with Respect to the Credit Risk Rating Matrix and Make Other Changes
Comments due: April 28, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-80731
First Quarter
SR-DTC-2016-802
34-79763 Jan. 9, 2017 Notice of No Objection to Advance Notice Filing Relating to Processing of Transactions in Money Market Instruments
See also: Notice: Rel. No. 34-79224


DTC-AN File Number List for 2017

Release No. Date Details
SR-DTC-2017-802
34-80605 May 5, 2017 Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility
Comments due: 21 days after publication in the Federal Register
Additional File No.: SR-NSCC-2017-802
SR-DTC-2017-801
34-80731 May 19, 2017 Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes
Additional File Nos.: SR-FICC-2017-804, SR-NSCC-2017-801
34-80394 Apr. 7, 2017 Notice of Filing of Advance Notice to Address and Update Practices and Policies with Respect to the Credit Risk Rating Matrix and Make Other Changes
Comments due: April 28, 2017
Additional Materials: Exhibit 5