DTC Advance Notice Rulemaking
We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
Additional Archives
2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-DTC-2017-801 | ||
| 34-80731 | May 19, 2017 | Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes See also: Notice: Rel. No. 34-80394 Additional File Nos.: SR-FICC-2017-804, SR-NSCC-2017-801 |
| SR-DTC-2017-802 | ||
| 34-80605 | May 5, 2017 | Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility
Comments due: May 31, 2017 See also: Notice: Rel. No. 34-80731 Additional File No.: SR-NSCC-2017-802 |
| SR-DTC-2017-801 | ||
| 34-80394 | Apr. 7, 2017 | Notice of Filing of Advance Notice to Address and Update Practices and Policies with Respect to the Credit Risk Rating Matrix and Make Other Changes
Comments due: April 28, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-80731 |
| First Quarter | ||
| SR-DTC-2016-802 | ||
| 34-79763 | Jan. 9, 2017 | Notice of No Objection to Advance Notice Filing Relating to Processing of Transactions in Money Market Instruments
See also: Notice: Rel. No. 34-79224 |
DTC-AN File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-DTC-2017-802 | ||
| 34-80605 | May 5, 2017 | Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility
Comments due: 21 days after publication in the Federal Register Additional File No.: SR-NSCC-2017-802 |
| SR-DTC-2017-801 | ||
| 34-80731 | May 19, 2017 | Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes
Additional File Nos.: SR-FICC-2017-804, SR-NSCC-2017-801 |
| 34-80394 | Apr. 7, 2017 | Notice of Filing of Advance Notice to Address and Update Practices and Policies with Respect to the Credit Risk Rating Matrix and Make Other Changes
Comments due: April 28, 2017 Additional Materials: Exhibit 5 |