DTC Advance Notice Rulemaking

We encourage the public to submit comments on the following The Depository Trust Company (DTC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

DTC File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
First Quarter
SR-DTC-2017-804
34-82582 Jan. 24, 2018 Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
Comments due: February 14, 2018
Additional Materials: Exhibit 5
See also: Request for Additional Information
SR-DTC-2017-803
34-82579 Jan. 24, 2018 Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
Comments due: February 14, 2018
Additional Materials: Exhibit 5a, Exhibit 5b
See also: Request for Additional Information


DTC-AN File Number List for 2018

Release No. Date Details

There are no file number entries at this time.