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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-97358 SEC Issue Date:Apr 24, 2023 File Number:SR-CFE-2023-002 SRO Organization:CBOE Futures Exchange Details: Notice of a Filing of a Proposed Rule Change Regarding Reporting Requirements for Exchange of Contract for Related Position Transactions and Block Trades
Comments Due: May 19, 2023
See Also - Exhibit 4
Release Number:34-97183 SEC Issue Date:Mar 22, 2023 File Number:SR-CFE-2023-001 SRO Organization:CBOE Futures Exchange Details: Notice of a Filing of a Proposed Rule Change To Update Regulatory Independence Policies
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 4
Release Number:34-93601 SEC Issue Date:Nov 17, 2021 File Number:SR-CFE-2021-009 SRO Organization:CBOE Futures Exchange Details: Notice of a Filing of a Proposed Rule Change Regarding Block Trade Recordkeeping Requirements
Comments Due: December 14, 2021
See Also - Exhibit 4
Release Number:34-93386 SEC Issue Date:Oct 19, 2021 File Number:SR-CFE-2021-008 SRO Organization:CBOE Futures Exchange Details: Notice of a Filing of a Proposed Rule Change Regarding Disruptive Trading Practices
Comments Due: November 15, 2021
See Also - Exhibit 4
Release Number:34-91385 SEC Issue Date:Mar 22, 2021 File Number:SR-CFE-2021-007 SRO Organization:CBOE Futures Exchange Details: Notice of a Filing of a Proposed Rule Change Regarding Position Limit Rule Updates
Comments Due: April 16, 2021
See Also - Exhibit 4
Release Number:34-91383 SEC Issue Date:Mar 22, 2021 File Number:SR-CFE-2021-006 SRO Organization:CBOE Futures Exchange Details: Notice of a Filing of a Proposed Rule Change Regarding Disruptive Trading Practices
Comments Due: April 16, 2021
See Also - Exhibit 4
Release Number:34-91333 SEC Issue Date:Mar 16, 2021 File Number:SR-CFE-2021-005 SRO Organization:CBOE Futures Exchange Details: Notice of a Filing of a Proposed Rule Change To Update Regulatory Independence Policies
Comments Due: April 12, 2021
See Also - Exhibit 4
Release Number:34-91308 SEC Issue Date:Mar 12, 2021 File Number:SR-CFE-2021-004 SRO Organization:CBOE Futures Exchange Details: Notice of a Filing of a Proposed Rule Change Regarding Order Information
Comments Due: April 8, 2021
See Also - Exhibit 5
Release Number:34-91144 SEC Issue Date:Feb 17, 2021 File Number:SR-CFE-2021-002 SRO Organization:CBOE Futures Exchange Details: Notice of a Filing of a Proposed Rule Change Regarding Rule Consolidation
Comments Due: March 16, 2021
See Also - Exhibit 4
Release Number:34-88285 SEC Issue Date:Feb 26, 2020 File Number:SR-CFE-2020-002 SRO Organization:CBOE Futures Exchange Details: Notice of Filing of Proposed Rule Change Relating To Exchange Jurisdiction
See Also - Exhibit 4