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Comments on Proposed Rule:
Rule 10b-18 and Purchases of Certain Equity Securities by the Issuer and Others

[Release Nos. 33-8160; 34-46980; IC-25845; File No. S7-50-02]

  • Additional Comments of William A. Lupien, Director, and William W. Uchimoto, Executive Vice President and General Counsel, Vie Financial Group, Inc., June 26, 2003 (File name: s75002-43.pdf)
  • Comments of Stanley Keller, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, March 24, 2003 (File name: skeller1.htm)
  • Comments of Charles J. Plohn, Jr., Managing Director, Special Equity Transactions, Merrill Lynch, Pierce, Fenner & Smith Incorporated, February 27, 2003 (File name: cjplohn1.htm)
  • Comments of David J. Amster, Director of Compliance, CRT Capital Group LLC, March 4, 2003 (File name: djamster1.txt)
  • Comments of William W. Uchimoto, Executive Vice President and General Counsel, Vie Financial Group, Inc., March 3, 2003 (File name: wwuchimoto1.htm)
  • Comments of Stuart J. Kaswell, Senior Vice President and General Counsel, Securities Industry Association, February 27, 2003 (File name: sjkaswell1.htm)
  • Comments of Sullivan & Cromwell LLP, February 26, 2003 (File name: sullivan1.htm)
  • Comments of Shelly Rubin, Vice President, Chief Financial Officer, LNR Property Corporation, February 19, 2003 (File name: srubin1.htm)
  • Comments of Dorothy M. Donohue, Associate Counsel, Investment Company Institute, February 19, 2003 (File name: dmdonohue1.htm)
  • Comments of Charlotte M. Bahin, Director of Regulatory Affairs, Senior Regulatory Counsel, America's Community Bankers, February 19, 2003 (File name: cmbahin1.htm)
  • Comments of Henry A. McKinnell, Ph.D., Chairman of the Board and CEO, Pfizer Inc.; Vice Chairman-Corporate Governance Task Force, Chairman-SEC Subcommittee, The Business Roundtable, February 19, 2003 (File name: hamckinnell1.htm)
  • Comments of American Bankers Association, the Financial Services Roundtable and The New York Clearing House Association L.L.C., February 18, 2003 (File name: aba-fsr-nycha1.htm)
  • Comments of Tony M. Edwards, Senior Vice President & General Counsel, National Association of Real Estate Investment Trusts, February 18, 2003 (File name: tmedwards1.htm)
  • Comments of Robert W. Davis, Vice President, Chief Accounting Officer, Dell Computer Corporation, February 18, 2003 (File name: rwdavis1.htm)
  • Comments of Cleary, Gottlieb, Steen & Hamilton, February 18, 2003 (File name: cleary1.htm)
  • Comments of Patrice Scatena, Assistant Director of Corporate Affairs, Legal Department, Intel Corporation, February 18, 2003 (File name: pscatena1.txt)
  • Comments of Dennis R. Rilinger, Divisional Executive, Vice President, General Counsel and Corporate Secretary, UMB Financial Corporation, February 18, 2003 (File name: drrilinger1.htm)
  • Comments of Todd Bevan, Treasurer, Harbor Florida Bancshares, February 18, 2003 (File name: tbevan1.htm)
  • Comments of John Garbarino, Chairman, President and Chief Executive Officer of OceanFirst Financial Corp., February 18, 2003 (File name: jgarbarino1.htm)
  • Comments of Mark Wojciechowski, Chair-Committee on Corporation Law, the Association of the Bar of the City of New York, February 18, 2003 (File name: mwojciechowski1.txt)
  • Comments of Allison D. Garrett, Vice President and General Counsel, Corporate Division, Wal-Mart Stores, Inc., February 11, 2003 (File name: adgarrett1.htm)
  • Comments of Pembroke Management Ltd., February 14, 2003 (File name: pembroke1.htm)
  • Comments of Thomas D. Bell, Jr., President and Chief Executive Officer, Cousins Properties Incorporated, February 14, 2003 (File name: tdbell1.htm)
  • Comments of Sheldon L. Ray, Jr, February 14, 2003 (File name: slray1.txt)
  • Comments of Suzanne E. Rothwell, Skadden, Arps, Slate, Meagher & Flom LLP, February 14, 2003 (File name: serothwell1.htm)
  • Comments of Jay D. Browning, Vice President and Corporate Secretary, Valero Energy Corporation, February 13, 2003 (File name: jdbrowning1.htm)
  • Comments of Michael S. Zuckert, General Counsel, Finance, Citigroup, February 12, 2003 (File name: mszuckert1.htm)
  • Comments of Michael J Chewens, Senior Executive Vice President, Chief Financial Officer, Corporate Secretary, NBT Bancorp Inc., February 4, 2003 (File name: mjchewens1.txt)

Modified: 12/01/2003