Comments on Proposed Rule: Rule 10b-18 and Purchases of Certain Equity Securities by the Issuer and Others

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Date Received
Date Letter Type Commenter Name
Public Comment William A. Lupien, Director, and William W. Uchimoto, Executive Vice President and General Counsel, Vie Financial Group, Inc.
Public Comment Stanley Keller, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association
Public Comment David J. Amster, Director of Compliance, CRT Capital Group LLC
Public Comment William W. Uchimoto, Executive Vice President and General Counsel, Vie Financial Group, Inc.
Public Comment Charles J. Plohn, Jr., Managing Director, Special Equity Transactions, Merrill Lynch, Pierce, Fenner & Smith Incorporated
Public Comment Stuart J. Kaswell, Senior Vice President and General Counsel, Securities Industry Association
Public Comment Sullivan & Cromwell LLP
Public Comment Charlotte M. Bahin, Director of Regulatory Affairs, Senior Regulatory Counsel, America's Community Bankers
Public Comment Dorothy M. Donohue, Associate Counsel, Investment Company Institute
Public Comment Henry A. McKinnell, Ph.D., Chairman of the Board and CEO, Pfizer Inc.; Vice Chairman-Corporate Governance Task Force, Chairman-SEC Subcommittee, The Business Roundtable
Public Comment Shelly Rubin, Vice President, Chief Financial Officer, LNR Property Corporation
Public Comment American Bankers Association, the Financial Services Roundtable and The New York Clearing House Association L.L.C.
Public Comment Cleary, Gottlieb, Steen & Hamilton
Public Comment Dennis R. Rilinger, Divisional Executive, Vice President, General Counsel and Corporate Secretary, UMB Financial Corporation
Public Comment John Garbarino, Chairman, President and Chief Executive Officer of OceanFirst Financial Corp.
Public Comment Mark Wojciechowski, Chair-Committee on Corporation Law, the Association of the Bar of the City of New York
Public Comment Patrice Scatena, Assistant Director of Corporate Affairs, Legal Department, Intel Corporation
Public Comment Robert W. Davis, Vice President, Chief Accounting Officer, Dell Computer Corporation
Public Comment Todd Bevan, Treasurer, Harbor Florida Bancshares
Public Comment Tony M. Edwards, Senior Vice President & General Counsel, National Association of Real Estate Investment Trusts
Public Comment Pembroke Management Ltd.
Public Comment Sheldon L. Ray, Jr
Public Comment Suzanne E. Rothwell, Skadden, Arps, Slate, Meagher & Flom LLP
Public Comment Thomas D. Bell, Jr., President and Chief Executive Officer, Cousins Properties Incorporated
Public Comment Jay D. Browning, Vice President and Corporate Secretary, Valero Energy Corporation
Public Comment Michael S. Zuckert, General Counsel, Finance, Citigroup
Public Comment Allison D. Garrett, Vice President and General Counsel, Corporate Division, Wal-Mart Stores, Inc.
Public Comment Michael J Chewens, Senior Executive Vice President, Chief Financial Officer, Corporate Secretary, NBT Bancorp Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-50-02
Release Number
33-8160
34-46980
IC-25845
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