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Comments on Proposed Rule: Broker-Dealer Exemption from Sending Certain Financial Information to Customers

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Date Sort descending	Letter Type	Commenter Name
Jan. 9, 2003	Public Comment	Cheryl Kallem, Chair, SIA Capital Committee, Securities Industry Association
Dec. 26, 2002	Public Comment	Carolyn Allen
Dec. 21, 2002	Public Comment	Fred Winkler
Dec. 19, 2002	Public Comment	Keith McCallion
Dec. 2, 2002	Public Comment	James Marolda

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-48-02

Release Number

34-46920

How to submit comments

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Comments on Proposed Rule: Broker-Dealer Exemption from Sending Certain Financial Information to Customers

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Comments on Proposed Rule: Broker-Dealer Exemption from Sending Certain Financial Information to Customers

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