Comments on Proposed Rule
Capital Requirements for Brokers or Dealers Under the Securities Exchange Act of 1934

(Release No. 34-39457; File No. S7-33-97)

• Comments of Sean J. Egan, Managing Director, Egan-Jones Ratings Company, March 30, 1998. (File name: egan2.htm)

• Comments of Sean J. Egan, Managing Director, Egan-Jones Ratings Company, March 3, 1998. (File name: egan1.htm)

• Comments of Matthew C. Molé, Vice President and General Counsel, Legal Department, Moody's Investors Services, New York, N.Y., March 2, 1998.  (NOTE!  Three PDF files: mole1.pdf, mole2.pdf, mole3.pdf)

• Comments of Ernest T. Elsner, Executive Vice President and General Counsel, Duff & Phelps Credit Rating Co., Chicago, Ill., February 28, 1998. (File name: elsner1.htm)

http://www.sec.gov/rules/proposed/s73397.shtml