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Comments on Proposed Rule:
Certification of Management Investment Company Shareholder Reports and Designation of Certified Shareholder Reports as Exchange Act Periodic Reporting Forms

[Release Nos. 34-46441; IC-25723; File No. S7-33-02]

  • Comments of Memorandum from Susan Nash, Associate Director, Division of Investment Management regarding a December 6, 2002 telephone conversation with Stephen E. Roth, Sutherland Asbill & Brennan dated December 16, 2002 (File name: sutherland120602.htm)
  • Comments of Laura Anne Corsell, Corsell Talman LLC, October 28, 2002 (File name: lacorsell1.htm)
  • Comments of Stanley Keller, Chair Committee on Federal Regulation of Securities, Business Law Section, American Bar Association, October 23, 2002 (File name: skeller1.htm)
  • Comments of Eric D. Roiter, Senior Vice President and General Counsel, Boston, MA, October 23, 2002 (File name: eroiter1.htm)
  • Comments of Carol F. Relihan, Senior Vice President, Secretary and General Counsel, A I M Advisors Inc., October 22, 2002 (File name: cfrelihan1.htm)
  • Comments of Laura Anne Corsell, Corsell Talman LLC, Media, PA, October 16, 2002 (File name: lacorsell1.htm)
  • Comments of Stephen A. Keen, General Counsel, Federated Investors, Inc., October 16, 2002 (File name: skeen1.htm)
  • Comments of Dechert, October 17, 2002 (File name: dechert1.htm)
  • Comments of Heidi Stam, Principal, Securities Regulation, The Vanguard Group, Inc., October 16, 2002 (File name: hstam1.htm)
  • Comments of John E. Pelletier, Senior Vice President/General Counsel, CDC IXIS Asset Management Advisers, L.P., Executive Vice President/General Counsel, CDC IXIS Asset Management Services, Inc., October 16, 2002 (File name: jepelletier1.htm)
  • Comments of Craig S. Tyle, General Counsel, Investment Company Institute, October 16, 2002 (File name: cstyle1.htm)
  • Comments of Professor Lucian Bebchuk, Professor Jeffrey Gordon, Professor Robert Pozen, Professor Reinier Kraakman, Harvard Law School, Cambridge, MA, October 14, 2002 (File name: rcpozen1.htm)
  • Comments of Jorden Burt LLP on behalf of AIG American General domestic life insurance companies, Allmerica Financial Corporation, Great-West Life & Annuity Insurance Company, Hartford Life Insurance Company, Jackson National Life Insurance Company, and Jefferson-Pilot Corporation, October 11, 2002 (File name: jorden1.htm)
  • Comments of John E. Baumgardner, Jr., Chair, The Committee on Investment Management Regulation of the Association of the Bar of The City of New York, October 10, 2002 (File name: jebaumgardner1.htm)
  • Memorandum from Daphne Tippens Chisolm, Counsel to Commissioner Goldschmid regarding meeting on September 9, 2002 with representatives of the Investment Company Institute dated September 11, 2002 (File name: chisolm1.htm)

Modified: 07/07/2003