Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on Proposed Rule OTC Derivatives Dealers, Net Capital Rule

Filter comments


Date Sort descending	Letter Type	Commenter Name
May 29, 1998	Public Comment	Jean A. Webb, The Commodity Futures Trading Commission
April 28, 1998	Public Comment	John M. Liftin, Chair, Committee on Federal Regulation of Securities
April 6, 1998	Public Comment	Elizabeth Albert, (Letter to Mr. Katz), Senior Vice President, D. E. Shaw & Co. L.P
April 6, 1998	Public Comment	Robert B. Litterman, Mark W. Holloway, and Anthony J. Leitner, (Letter to Mr. Katz), Goldman, Sachs & Co.
April 6, 1998	Public Comment	Zachary Snow, (Letter to Mr. Katz), Chairman, OTC Derivative Products Committee
March 2, 1998	Public Comment	Dana Yealy, (Letter to Mr. Katz), Chairman, EUDA Legal and Regulatory Committee Member, EUDA Board of Directors

File Number

S7-30-97

S7-31-97

S7-32-97

Release Number

34-39704

How to submit comments