SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on Proposed Rule:
Regulation Analyst Certification

[Release Nos. 33-8119; 34-46301; File No. S7-30-02]

  • Comments of Dan Jamieson, November 29, 2002 (File name: djamieson1.htm)
  • Comments of Deborah A. Lamb, Chair, U.S. Advocacy Committee and Linda L. Rittenhouse Staff, AIMR Advocacy, Association for Investment Management and Research, September 30, 2002 (File name: dalamb1.htm)
  • Comments of Mike Liles, Jr., Karr Tuttle Campbell, Seattle, WA, September 26, 2002 (File name: mliles1.txt)
  • Comments of David G. Tittsworth, Executive Director, Investment Counsel Association of America, September 23, 2002 (File name: dgtittsworth1.htm)
  • Comments of Joseph Borg, President, North American Securities Administrators Association, Inc., September 23, 2002 (File name: jborg1.htm)
  • Comments of W. Hardy Callcott, SVP & General Counsel, Charles Schwab & Co., Inc., September 23, 2002 (File name: whcallcott1.htm)
  • Comments of John W. Curtis, Managing Director-General Counsel, Global Investment Research, Goldman, Sachs & Co., September 23, 2002 (File name: jwcurtis1.htm)
  • Comments of Sullivan & Cromwell, September 23, 2002 (File name: sullivan1.htm)
  • Comments of Stuart J. Kaswell, Senior Vice President and General Counsel, Securities Industry Association, September 23, 2002 (File name: sjkaswell1.htm)
  • Comments of John M. Ramsay, Vice President and Senior Regulatory Counsel, Bond Market Association, September 23, 2002 (File name: jmramsay1.htm)
  • Comments of Mari-Anne Pisarri, Pickard and Djinis, on behalf of Thomson Financial Inc., September 23, 2002 (File name: thomson1.htm)
  • Comments of Lee A. Pickard, Esq., Pickard and Djinis LLP, Counsel to The Alliance In Support Of Independent Research, September 20, 2002 (File name: lapickard1.htm)
  • Comments of Scott C. Cleland, Chairman, Investorside Research Association, CEO of the Precursor Group and John Eade, Vice Chairman, Investorside Research Association, President of Argus Research, September 20, 2002 (File name: sccleland1.htm)
  • Comments of Cleary, Gottlieb, Steen & Hamilton, September 12, 2002 (File name: cleary1.htm)

Modified: 09/30/2009