Comments on Proposed Rule: Regulation Analyst Certification

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Date Received
Date Letter Type Commenter Name
Public Comment Dan Jamieson
Public Comment Deborah A. Lamb, Chair, U.S. Advocacy Committee and Linda L. Rittenhouse Staff, AIMR Advocacy, Association for Investment Management and Research
Public Comment Mike Liles, Jr., Karr Tuttle Campbell, Seattle, WA
Public Comment David G. Tittsworth, Executive Director, Investment Counsel Association of America
Public Comment John M. Ramsay, Vice President and Senior Regulatory Counsel, Bond Market Association
Public Comment John W. Curtis, Managing Director-General Counsel, Global Investment Research, Goldman, Sachs & Co.
Public Comment Joseph Borg, President, North American Securities Administrators Association, Inc.
Public Comment Mari-Anne Pisarri, Pickard and Djinis, on behalf of Thomson Financial Inc.
Public Comment Stuart J. Kaswell, Senior Vice President and General Counsel, Securities Industry Association
Public Comment Sullivan & Cromwell
Public Comment W. Hardy Callcott, SVP & General Counsel, Charles Schwab & Co., Inc.
Public Comment Lee A. Pickard, Esq., Pickard and Djinis LLP, Counsel to The Alliance In Support Of Independent Research
Public Comment Scott C. Cleland, Chairman, Investorside Research Association, CEO of the Precursor Group and John Eade, Vice Chairman, Investorside Research Association, President of Argus Research
Public Comment Cleary, Gottlieb, Steen & Hamilton

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-30-02
Release Number
33-8119
34-46301
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