Comments on Proposed Rule: Disclosure Regarding Market Timing and Selective Disclosure of Portfolio Holdings

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Date Received
Date Letter Type Commenter Name
Public Comment Brian Ternoey, Curcio Webb, LLC
Meeting with SEC Officials Memorandum from David S. Schwartz, Senior Counsel, Office of Disclosure Regulation, regarding March 17, 2004 meeting with representatives of Fidelity
Public Comment Gary Hibler, President, Jensen Investment Management, Inc., The Jensen Portfolio, Portland, Oregon
Meeting with SEC Officials Memorandum from David S. Schwartz, Senior Counsel, Office of Disclosure Regulation, regarding March 17, 2004 meeting with representatives of T. Rowe Price
Public Comment James W. Vitalone, CFA, Chair, U.S. Advocacy Committee, and Linda L. Rittenhouse, AIMR Advocacy
Public Comment Eric D. Roiter, Fidelity Investments
Public Comment Carl B. Wilkerson, Vice President & Chief Counsel-Securities & Litigation, American Council of Life Insurers
Public Comment Duane R. Thompson, FPA Group Director, Advocacy, Financial Planning Association
Public Comment Gregory W. Serbe, Lebenthal Asset Management, Division of Boston Advisors, Inc.
Public Comment Heidi Stam, Principal, Securities Regulation, Vanguard Group
Public Comment Henry H. Hopkins and Forrest R. Foss, T. Rowe Price
Public Comment James H. Applegate, CFP®, AAMS®, Applegate Investment Management, LLC
Public Comment Jamie Ruff Casto, Senior Counsel, Nationwide Financial Services, Inc.
Public Comment Koji E. Felton, Senior Vice President and Deputy General Counsel, Charles Schwab & Co., Inc.
Public Comment Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Public Comment Stephen A. Batman, CEO, 1st Global Capital Corp.
Public Comment Stephen E. Roth and Mary Jane Wilson-Bilik, Committee of Annuity Insurers, Sutherland Asbill & Brennan LLP
Public Comment Stuart R. Strachan, Chair, Investment Company Committee, Securities Industry Association
Public Comment Ben Buckner
Public Comment Craig S. Tyle, General Counsel, Investment Company Institute
Public Comment Dana Lyons
Public Comment Jonathan E. Gobble R.L.S.
Public Comment Laurence A. Shadek, Chairman and Thomas W. Grant, President, Pax World Management Corp.
Public Comment Pension Specialists, Inc.
Public Comment Peter B. Mauthe, President, Spectrum Financial, Inc.
Public Comment Richard J. Buoncore, President & Chief Executive Officer, Victory Capital Management Inc.
Public Comment Steve Bartlett, President, The Financial Services Roundtable
Public Comment William L. Armstrong
Public Comment Alex Reddick
Public Comment Elizabeth Lebrie

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-26-03
Release Number
33-8343
IC-26287
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