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Comments on Proposed Rule: Customer Identification Programs For Broker-Dealers

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Date Sort descending	Letter Type	Commenter Name
Oct. 1, 2002	Public Comment	Bruce M. Reaume, Principal Compliance Officer, Paradigm Equities, Inc.
Sept. 27, 2002	Public Comment	Cindy D. Foster, Co-chair-FIF Service Bureau Committee, VP-Compliance, SunGard Trading Systems; Jane Young, Co-chair-FIF Service Bureau Committee, SVP, BETA Systems; W. Leo McBlain, Chairman-Financial Information Forum, VP-ADP, Brokerage Services Group, Financial Information Forum
Sept. 10, 2002	Public Comment	Alan E. Sorcher, Vice President and Associate General Counsel, Securities Industry Association
Sept. 6, 2002	Public Comment	Susan S. Krawczyk
Sept. 6, 2002	Public Comment	W. Hardy Callcott, SVP General Counsel, Charles Schwab & Co., Inc.
Sept. 6, 2002	Public Comment	William B. Langley, Executive Vice President and Chief Compliance Officer, Wachovia Corporation
Sept. 6, 2002	Public Comment	Willie J. Miller, Jr.
July 29, 2002	Public Comment	Lane Bucklan, V.P.-Legal and Compliance, Rochdale Securities Corporation, New York, NY

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-25-02

Release Number

34-46192

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