SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Comments on Proposed Rule
Investment Adviser Year 2000 Reports

(Release No. IA-1728; File No. S7-20-98)

  • Comments of Joseph A. Archer, Vice President, Colonial Management Associates, Inc., August 10, 1998. (File name: archer1.txt)

  • Comments of David E. Riggs, Vice President, Charles Schwab & Co., Inc., August 10, 1998. (File name: riggs1.txt)

  • Comments of Gordon Glaza, Regulatory Counsel, American Bankers Association, August 10, 1998. (File name: glaza1.txt)

  • Comments of Alan J. Liebman, President, American Superior Company, August 10, 1998. (File name: liebman1.txt)

  • Comments of Duane R. Thompson, Director of Government Relations, Institute of Certified Financial Planners, August 7, 1998. (File name: thompso1.txt)

  • Comments of Burton M Fendelman and Oliver Herzfeld, Investment Adviser Committee, Securities Industry Association, August 7, 1998. (File name: fendelm1.txt)

  • Comments of Michael G. Tannenbaum, Newman Tannenbaum Helpern Syracuse & Hirschtritt LLP, August 6, 1998. (File name: tannenb1.txt)

  • Comments of Jim Ellman, August 2, 1998. (File name: ellman1.txt)

Modified: 09/02/98