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Comments on Proposed Rule: Exemption from Shareholder Approval for Certain Subadvisory Contracts

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Date Sort descending	Letter Type	Commenter Name
Jan. 26, 2007	Meeting with SEC Officials	Memorandum from the Division of Investment Management regarding discussions with representatives of Agile, American Beacon, Frank Russell, Memorial/Monteagle, Mercer Global, Charles Schwab, and SEI
Jan. 9, 2007	Public Comment	John E. McLean, Vice President and Associate General Counsel, Cohen & Steers Capital Management, Inc.
Jan. 8, 2004	Public Comment	Amy B. R. Lancellotta, Senior Counsel, Investment Company Institute
Jan. 8, 2004	Public Comment	Christopher E. Palmer and Michael K. Isenman, Shea & Gardner
Jan. 8, 2004	Public Comment	Christopher W. Claus, President & Chief Executive Officer, USAA Investment Management Company
Jan. 8, 2004	Public Comment	Heidi Stam, Principal Securities Regulation, The Vanguard Group
Jan. 8, 2004	Public Comment	Karl J. Ege, General Counsel and Secretary, Frank Russell Investment Management Company
Jan. 8, 2004	Public Comment	Mercer Bullard, Founder & President, Fund Democracy; Barbara Roper, Director of Investor Protection, Consumer Federation of America
Jan. 7, 2004	Public Comment	Comments William F. Quinn, President, of AMR Investment Services, Inc.
Jan. 7, 2004	Public Comment	Edward Loughlin, Executive Vice President, SEI Investments Management Corporation
Jan. 7, 2004	Public Comment	Laura Anne Corsell, Esq., Corsell Law Group, Ltd.
Jan. 7, 2004	Public Comment	Laura Anne Corsell, Esq., Corsell Law Group, Ltd.

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-20-03

Release Number

33-8312

34-48683

IC-26230

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