Comments on Proposed Rule: Foreign Bank Exemption from the Insider Lending Prohibition of Exchange Act Section 13(k)

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Frank Swedlove, Assistant Deputy Minister, Financial Sector Policy Branch, Department of Finance, Canada
Public Comment Darla C. Stuckey, Corporate Secretary, New York Stock Exchange, Inc.
Public Comment C. A. Margelisch and A. Hubschmid, Swiss Bankers Association
Public Comment David Bell, Chief Executive Officer, Australian Bankers' Association
Public Comment David R. Allgood, Executive Vice President & General Counsel, Law Group, Royal Bank of Canada, Toronto, Ontario, Canada
Public Comment Dr. Hans-Dirk Krekeler, Global Co-Head of Legal and Dr. Mathias Otto, Senior Counsel, Deutsche Bank Aktiengesellschaft, Frankfurt, Germany
Public Comment Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers
Public Comment Margaret E. Tahyar, Davis Polk & Wardwell on behalf of ICICI Bank Limited
Public Comment Michael G. Capatides, Esq., Executive Vice President & General Counsel, Canadian Imperial Bank of Commerce
Additional Files:
Public Comment Nikolaus Bömcke, European Banking Federation (Fédération Bancaire de l'Union Européenne)
Public Comment R. Kelly Shaughnessy, Vice President, Banking Operations, Canadian Bankers Association
Public Comment Randall D. Guynn, Davis Polk & Wardwell on behalf of ABN AMRO Holding N.V., Banco Santander Central Hispano S.A., Deutsche Bank A.G., Lloyds TSB Group plc, The Royal Bank of Scotland Group plc, Sanpaolo IMI S.p.A.
Public Comment Richard E. T. Bennett, Group General Manager, Legal and Compliance, HSBC Holdings plc
Additional Files:
Public Comment Ronald B. Sirkis, EVP General Counsel and Taxation, BMO Bank of Montreal
Public Comment Sarah A. Miller, American Bankers Association and Thomas L. Farmer, Bankers' Association for Finance and Trade
Public Comment Sullivan & Cromwell LLP
Public Comment Bryan Sheridan, Group Law Agent, AIB Group, Dublin, Ireland
Public Comment Deborah M. Alexander, Executive Vice-president, General Counsel and Secretary, The Bank of Nova Scotia
Public Comment Tatsunori Imagawa, Senior Managing Director, Mitsubishi Tokyo Finacial Group, Inc.
Public Comment Shearman & Sterling LLP
Additional Files:

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-15-03
Release Number
34-48481
IS-1272
How to submit comments