Comments on Proposed Rule: Recordkeeping Requirements for Registered Transfer Agents

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Date Received
Date Letter Type Commenter Name
Public Comment Michael Manton, President, Securities Information Center
Public Comment Charles V. Rossi, Division President, EquiServe, Inc.
Public Comment Cathy Danahy, Assistant Director, Secretary of State's Office (NE), Records Management Division
Public Comment Jeffery G. Rutowski, Vice President, Integrated Fund Services

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-13-03
Release Number
34-48036
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