Comments on Proposed Rule: Offer and Sale of Securities to Canadian Tax-Deferred Retirement Savings Accounts

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Date Received
Date Letter Type Commenter Name
Public Comment Jerry Fan, Vernon Hills, IL
Public Comment Paul Gloor, Racine, WI
Public Comment Roy D. Aldworth, Orland Hills, Ill.
Public Comment Longxiang Yang
Public Comment Gerald Lawrence, Clearwater, Fla.
Public Comment Edward J. Trost, Brooklyn Park, Minn.
Public Comment Gary Tackaberry
Public Comment Lloyd Miller, MBA
Public Comment Douglas M. Hyndman, Chair, Canadian Securities Administrators
Public Comment W. Reid
Public Comment Linda L. Rittenhouse, Vice President, Advocacy, Legislative & Regulatory Affairs, The Association for Investment Management and Research
Public Comment Ronald C. Sanderson, Director, Policyholder Taxation, Canadian Life and Health Insurance Association Inc.
Public Comment Alison E. Gardner, Counsel, Royal Bank of Canada, Corporate Services, Law Dept.
Public Comment Arnold Hochman, Executive Director, Finance, Global Strategy Financial Inc.
Public Comment G. M. Clarke, Senior Vice-President, Member Regulation, Investment Dealers Association of Canada
Public Comment Kathryn E. Ash, Vice-President and General Counsel, Trimark Investment Management Inc.
Public Comment Marcia Stewart, General Counsel, AIC Limited
Public Comment Michael J. Killeen, General Counsel and Corporate Secretary, C.I. Mutual Funds, Inc.
Public Comment Dany Mathieu
Public Comment Kate T. Alen and Joseph R. Fleming, The Investment Funds Institute of Canada
Public Comment Lauren A. Cohen, General Counsel, Chief Compliance Officer, Strategic Value Corporation
Public Comment W. Cameron Leigh, Vice President, Compliance, Brightside Financial Services
Public Comment Martin Guest, Vice President & Corporate Counsel, Fidelity Investments Canada Limited
Public Comment Thomas J. Rice, CLU, President & Chief Executive Officer, Rice Financial Group Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-99
Release Number
33-7656
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