Comments on Proposed Rule: Disclosure Regarding Approval of Investment Advisory Contracts by Directors of Investment Companies

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Date Received
Date Letter Type Commenter Name
Public Comment Camelia M. Kuhnen, Researcher, Stanford University Graduate School of Business
Meeting with SEC Officials Memorandum from Jennifer B. McHugh, Senior Advisor to the Director, Division of Investment Management, regarding a May 6, 2004 meeting with representatives from the Investment Company Institute and it's Board of Governors
Public Comment Monique S. Delhomme, Counsel, Investment Counsel Association of America
Public Comment Amy B. R. Lancellotta, Acting General Counsel, The Investment Company Institute
Public Comment Barbara Roper, Director of Investor Protection, Consumer Federation of America, and Mercer Bullard, Founder and President, Fund Democracy, Inc.
Public Comment Cynthia M. Clarke, General Counsel, Wellington Management Company, LLP and William R. Royer, General Counsel, Grantham, Mayo, Van Otterloo & Co. LLC
Public Comment Henry H. Hopkins and Forrest R. Foss, T. Rowe Price Associates, Inc. and T. Rowe Price International, Inc.
Public Comment James H. Bodurtha, Chair, The Directors' Committee, Investment Company Institute
Public Comment Max Rottersman, Founder, www.fundexpenses.com
Public Comment Morningstar, Inc.
Public Comment William Frances Galvin, Secretary of the Commonwealth, Commonwealth of Massachusetts
Public Comment Ralph A. Lambiase, President, North American Securities Administrators Association, Inc. and Director, Connecticut Division of Securities
Public Comment John P. Lamberton, New York, New York
Public Comment James E. Grant, CPA, Author, National Public Speaker on Mutual Fund Investing, Carbondale, Colorado
Public Comment Andrew C. Spitler
Public Comment William C. Johnson, San Mateo County, California
Public Comment Larry Cohen
Public Comment Michael G. Engbrock, Houston, Texas
Public Comment Thomas J. Westgard, Esq., Attorney at Law, Chicago, Illinois
Public Comment Colin F. Smith, Director of Investments, The Retirement Company, LLC, Cleveland, Ohio
Public Comment Charles M. Donohue, Maryland
Public Comment Joan Schall, individual investor, Spring Hill, Florida
Public Comment Samual E. Hessuey
Public Comment William L. Armstrong

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-04
Release Number
33-8364
34-49219
IC-26350
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