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Comments on Proposed Rule: Collection Practices under Section 31 of the Exchange Act

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Date Sort descending	Letter Type	Commenter Name
July 13, 2004	Public Comment	Jess L. Haberman
June 2, 2004	Public Comment	Joseph Jennings, First Vice President and Chief Financial Officer, Philadelphia Stock Exchange, Inc.
May 12, 2004	Public Comment	Donald F. Donahue, President, National Securities Clearing Corporation
April 30, 2004	Public Comment	Kathleen A. O'Mara, Associate General Counsel, National Association of Securities Dealers, Inc.
March 17, 2004	Public Comment	Darla C. Stuckey, Corporate Secretary, NYSE
March 16, 2004	Public Comment	John A. Boese, Vice President, Legal and Compliance, Boston Stock Exchange, Inc.
March 8, 2004	Public Comment	Brut, LLC
March 5, 2004	Public Comment	Securities Industry Association, Illinois
March 1, 2004	Public Comment	American Stock Exchange, Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., The Options Clearing Corporation, Pacific Exchange, Inc., Philadelphia Stock Exchange
Feb. 26, 2004	Public Comment	David H. Herron, The Chicago Stock Exchange
Feb. 23, 2004	Public Comment	Thomas J. Westgard, Esq., Attorney at Law, Chicago, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-05-04

Release Number

34-49104

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