Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Comments on Proposed Rule: Rules of Practice

Filter comments


Date Sort descending	Letter Type	Commenter Name
May 13, 2003	Public Comment	Stanley Keller, Chair, Committee on Federal Regulation of Securities, Business Law Section, American Bar Association
April 8, 2003	Public Comment	Ted White, Director, Corporate Governance, California Public Employees' Retirement Systemm
March 28, 2003	Public Comment	Michael C. Herndon, Director, Public & Government Affairs, Certified Financial Planner Board of Standards Inc.
March 26, 2003	Public Comment	Kenneth Winer, Foley & Lardner
March 21, 2003	Public Comment	Corporation, Finance, and Securities Law Section, District of Columbia Bar
March 21, 2003	Public Comment	Eugene Goldman, Co-Chair, Securities and Exchange Commission Defense Group, McDermott, Will & Emery
March 21, 2003	Public Comment	Mary L. Schapiro, Vice Chairman, NASD President, Regulatory Policy and Oversight, National Association of Securities Dealers, Inc.
March 21, 2003	Public Comment	Stephen J. Crimmins, Pepper Hamilton LLP
March 16, 2003	Public Comment	John Polanskey
March 14, 2003	Public Comment	Theodore Sonde, Richard Morvillo, Joseph Goldstein, Kathryn McGrath, and Pat Conti, Crowell & Morning LLP
Feb. 25, 2003	Public Comment	Barbara Mortensen

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-04-03

Release Number

33-8190

34-47355

IC-25933

How to submit comments