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Regulatory Release

Prohibition on the Use of Brokerage Commissions To Finance Distribution

Details

Rule Type

Proposed

Release Number

IC-26356

SEC Issue Date

Feb. 24, 2004 | 1:23 pm ET

Federal Register Publish Date

March 1, 2004 | 6:13 pm ET

Document Citation

69 FR 9725

RIN

3235-AJ07

Resources

Rel. No. IC-26356

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Prohibition on the Use of Brokerage Commissions To Finance Distribution

Details

Resources

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Prohibition on the Use of Brokerage Commissions To Finance Distribution

Details

Resources