Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Amendments to the Penny Stock Rules

Details

Rule Type

Proposed

Release Number

34-49037

SEC Issue Date

Jan. 8, 2004 | 1:23 pm ET

Federal Register Publish Date

Jan. 16, 2004 | 6:13 pm ET

Document Citation

69 FR 2531

RIN

3235-AI02

Resources

Proposed Rule Release No. 34-49037

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Amendments to the Penny Stock Rules

Details

Resources

More in this Section

Amendments to the Penny Stock Rules

Details

Resources