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Regulatory Release

Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities

Details

Rule Type

Proposed

Release Number

34-48690

SEC Issue Date

Oct. 24, 2003 | 1:23 pm ET

Federal Register Publish Date

Nov. 6, 2003 | 6:13 pm ET

Document Citation

68 FR 62871

RIN

3235-AI96

Resources

Rel. No. 34-48690

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities

Details

Resources

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Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities

Details

Resources