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Regulatory Release

Customer Identification Programs For Broker-Dealers

Details

Rule Type

Proposed

Release Number

34-46192

SEC Issue Date

July 12, 2002 | 1:23 pm ET

Federal Register Publish Date

July 23, 2002 | 6:13 pm ET

Document Citation

67 FR 48306

RIN

1506-AA32

Resources

Proposed Rule Rel. No. 34-46192

Federal Register Version

Last Reviewed or Updated: Dec. 30, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Customer Identification Programs For Broker-Dealers

Details

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Customer Identification Programs For Broker-Dealers

Details

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