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Regulatory Release

Customer Margin Rules Relating to Security Futures; Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products

Details

Rule Type

Proposed

Release Number

34-44996

SEC Issue Date

Oct. 29, 2001 | 1:23 pm ET

Federal Register Publish Date

Nov. 2, 2001 | 6:13 pm ET

Document Citation

66 FR 55608

RIN

3038-AB71, 3038-AB76, 3235-AI22, 3235-AI32

Resources

Rel. Nos. 34-44996

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Customer Margin Rules Relating to Security Futures; Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products

Details

Resources

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Customer Margin Rules Relating to Security Futures; Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products

Details

Resources