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Regulatory Release

Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products

Details

Rule Type

Proposed

Release Number

34-44854

SEC Issue Date

Sept. 25, 2001 | 1:23 pm ET

Federal Register Publish Date

Oct. 4, 2001 | 6:13 pm ET

Document Citation

66 FR 50785

RIN

3038-AB76, 3235-AI32

Resources

34-44854

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products

Details

Resources

More in this Section

Applicability of CFTC and SEC Customer Protection, Recordkeeping, Reporting, and Bankruptcy Rules and the Securities Investor Protection Act of 1970 to Accounts Holding Security Futures Products

Details

Resources