Comments on Policy Statement: Interagency Statement on Sound Practices Concerning Complex Structured Finance Activities

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Date Received
Date Letter Type Commenter Name
Public Comment Richard M. Whiting, Executive Director & General Counsel, The Financial Services Roundtable
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a December 8, 2004 meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a September 27, 2004 meeting with representatives of the Financial Services Roundtable, the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System and the Securities and Exchange Commission
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a meeting with Institute of International Bankers and bank representatives
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a September 2, 2004 meeting with representatives from the Bond Market Association, Securities Industry Association, International Swaps and Derivatives Association, Bear Stearns, Morgan Stanley, Credit Suisse First Boston, Merrill Lynch, Lehman Brothers, Goldman Sachs and Cleary, Gottlieb, Steen & Hamilton
Public Comment Gary Walker
Meeting with SEC Officials Memorandum from the Division of Market Regulation regarding a July 12, 2004 telephone conference with representatives of Morgan Stanley
Public Comment BMO Financial Group
Public Comment Bruce C. Bennett, Covington & Burling
Public Comment Citigroup Inc.
Public Comment David J. Greenwald, Managing Director and Deputy General Counsel, Robin Roger, Managing Director and General Counsel, Securities, Morgan Stanley & Co. Incorporated and Goldman, Sachs & Co.
Public Comment Ernst & Young LLP
Public Comment Jeffery P. Neubert, President and CEO, The Clearing House Association L.L.C.
Public Comment Jennifer M. Dirkin, The Northern Trust Company
Public Comment John H. Huffstutler, Associate General Counsel, Bank of America Corporation
Public Comment Lawrence R. Uhlick, Executive Director and General Counsel, Institute of International Bankers
Public Comment Micah Green, The Bond Market Association, Robert G. Pickel, International Swaps and Derivatives Association, Inc., Marc E. Lackritz, Securities Industry Association
Public Comment Paul Smith, Senior Counsel, American Bankers Association
Public Comment Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable
Public Comment Robert Khuzami, General Counsel-Americas, Deutsche Bank A.G. and Michael L. Kadish, Senior Counsel, Deutsche Bank A.G.
Public Comment Robert Khuzami, General Counsel-Americas, Michael L. Kadish, Senior Counsel, Deutsche Bank A.G.
Public Comment Vernon H.C. Wright, Chairman, American Securitization Forum (MBNA America Bank); Greg Medcraft, Deputy Chairman, American Securitization Forum (Société Générale Securities Corp.); and Jason H.P. Kravitt, Secretary, American Securitization Forum; Chairman of the Legal, Regulatory, Accounting and Tax Committee of the ASF, Mayer, Brown, Rowe & Maw LLP
Public Comment Peter Beales, Director and Secretary, London Investment Banking Association
Public Comment Janet L. Burak, HSBC North America Holdings Inc.
Public Comment KPMG, LLP
Public Comment Deloitte & Touche LLP
Public Comment Michael McKee, Executive Director, Wholesale Banking and Regulation, British Bankers Association
Public Comment American Bankers Association, America's Community Bankers, International Swaps and Derivatives Association, Securities Industry Association, The Bond Market Association, The Clearing House, The Financial Services Roundtable, The Risk Management Association
Public Comment Stephen A. Boyko, President, Global Market Thoughtware, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-22-04
Release Number
34-49804
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