Comments on Rulemaking Petition: Request for rulemaking under the Investment Advisers Act of 1940 to extend certain compliance dates for Rule 202(a)(11)-1 from January 31, 2006 to March 31, 2006 concerning the Commission's final rule -- Certain Broker-Dealers Deemed Not to Be Investment Advisers

Filter comments


Date Sort descending	Letter Type	Commenter Name
Jan. 25, 2006	Public Comment	Neil A. Simon, Esq., Director of Government Relations, Financial Planning Association
Jan. 23, 2006	Public Comment	David G. Tittsworth, Executive Director, Investment Adviser Association
Jan. 29, 2005	Public Comment	Peggy S. Cabaniss, Chair, National Association of Personal Financial Advisors

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-510