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Comments on Rulemaking Petition: Request for Rulemaking Concerning Soft Dollars and Directed Brokerage

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Date Sort descending	Letter Type	Commenter Name
Oct. 12, 2004	Public Comment	Mary McDermott-Holland, Chairman and John Giesea, President and CEO, Security Traders Association
Sept. 3, 2004	Public Comment	John Eade, Co-Founder and Chairman, Investorside Research Association, President, Argus Research, et al.
Aug. 11, 2004	Public Comment	John Eade, Co-Founder and Chairman, Investorside Research Association, President, Argus Research, et al.
June 17, 2004	Public Comment	Zoe Boza and Randall Thomas, firmView, Inc.
May 3, 2004	Public Comment	Jon S. Fossel, Double F Ranch, Ennis, Montana
April 16, 2004	Public Comment	Richard G. Reid, Assistant General Counsel, Dow Jones & Company
April 7, 2004	Public Comment	Jack D. Hidary, Managing Director, Vista Research
March 8, 2004	Public Comment	Scott Cleland, Chairman, Investorside Research Association and CEO, Precursor Group; John Eade, Vice Chairman, Investorside Research Association and President, Argus Research; Lisa Shalett, Director, Investorside Research Association and CEO, Sanford Bernstein
March 3, 2004	Public Comment	Sophia Collier, Citizens Advisors, Inc.
Feb. 2, 2004	Public Comment	John S. Brush, President, Columbine Capital Services, Inc.
Jan. 30, 2004	Public Comment	Lee A. Pickard, Esq., Pickard and Djinis LLP

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-492

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