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Comments on Rulemaking Petition: Request for Rulemaking under the Securities Exchange Act of 1934 to Adopt New Rule 11Ac1-8 to Address the Practices of Trading-Through and Locking or Crossing OTC Quotes Across Separate Market Centers

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Date Sort descending	Letter Type	Commenter Name
Feb. 26, 2004	Public Comment	Scott Bloom, Nipomo, California
Feb. 19, 2004	Public Comment	Vincent J. Buccigrossi

Last Reviewed or Updated: Dec. 18, 2025

File Number

4-480

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Enforcement & Litigation

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Comments on Rulemaking Petition: Request for Rulemaking under the Securities Exchange Act of 1934 to Adopt New Rule 11Ac1-8 to Address the Practices of Trading-Through and Locking or Crossing OTC Quotes Across Separate Market Centers

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Comments on Rulemaking Petition: Request for Rulemaking under the Securities Exchange Act of 1934 to Adopt New Rule 11Ac1-8 to Address the Practices of Trading-Through and Locking or Crossing OTC Quotes Across Separate Market Centers

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