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Regulatory Release

Order Exempting Options Specialists From Section 11(b) of the Securities Exchange Act of 1934 When Accepting Certain Types of Complex Orders

Details

Rule Type

Order Regarding Exemption

Release Number

34-47319

SEC Issue Date

Feb. 5, 2003 | 2:41 pm ET

Federal Register Publish Date

Feb. 12, 2003 | 10:11 pm ET

Document Citation

68 FR 7156

Resources

Federal Register Version

Last Reviewed or Updated: May 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Exempting Options Specialists From Section 11(b) of the Securities Exchange Act of 1934 When Accepting Certain Types of Complex Orders

Details

Resources

More in this Section

Order Exempting Options Specialists From Section 11(b) of the Securities Exchange Act of 1934 When Accepting Certain Types of Complex Orders

Details

Resources