812-13251 July 31, 2007
AARP Funds Investment Company Act Notice
27918
Multi-Manager - Voting
812-13364 July 31, 2007
DWS Advisor Funds Investment Company Act Notice
27919
Fund of Funds - Multi-Group
812-13383 July 31, 2007
DWS Advisor Funds, et al. Investment Company Act Notice
27919
Fund of Funds - Direct Investment
812-13290 July 30, 2007
Medallion Financial Corp. Investment Company Act Notice
27917
Business Development Companies - Compensation
812-13358 July 27, 2007
HealthShares, Inc., et al. Investment Company Act Notice
27916
Exchange Traded Funds - Index
812-13558 July 27, 2007
HealthShares, Inc. Investment Company Act Notice
27916
Exchange Traded Funds - Index
812-13394 July 27, 2007
The BISYS Group, Inc. Investment Company Act Order
27915
Ineligible - Disqualified Firm
812-13375 July 25, 2007
Aston Funds Investment Company Act Order
27910
Multi-Manager - Voting & Disclosure
812-13399 July 24, 2007
RealNetworks, Inc. Investment Company Act Order
27888
Inadvertent Investment Companies - 3b2
812-13346 July 24, 2007
MONY Life Insurance Co. of America, et al. Investment Company Act Notice
27909
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13346 July 24, 2007
MONY Life Insurance Co. of America, et al. Investment Company Act Notice
27909
Insurance Products - Fund Substitution
812-13338 July 17, 2007
Principal Variable Contracts Fund, Inc., et al. Investment Company Act Order
27887
Insurance Products - Mixed and Shared Funding
812-13361 July 16, 2007
ING Life Insurance and Annuity Company, et al. Investment Company Act Order
27885
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13361 July 16, 2007
ING Life Insurance and Annuity Company, et al. Investment Company Act Order
27885
Insurance Products - Fund Substitution
812-13333 July 16, 2007
Delaware VI P Trust, et al. Investment Company Act Notice
27886
Insurance Products - Mixed and Shared Funding
812-13391 July 5, 2007
Barclays Global Fund Advisors Investment Company Act Order
27882
Ineligible - Disqualified Firm
812-13375 June 29, 2007
Aston Funds Investment Company Act Notice
27879
Multi-Manager - Voting & Disclosure
812-13399 June 28, 2007
RealNetworks, Inc. Investment Company Act Notice
27877
Inadvertent Investment Companies - 3b2
812-13341 June 26, 2007
John Hancock Trust Investment Company Act Order
27873
Fund of Funds - Multi-Group
812-13332 June 26, 2007
Ameristock ETF Trust Investment Company Act Order
27874
Exchange Traded Funds - Index
813-306 June 26, 2007
Stephens, Inc. Investment Company Act Order
27875
Employees Securities Company
812-13288 June 21, 2007
HealthShares, Inc. Investment Company Act Order
27871
Fund of Funds - Multi-Group
812-13374 June 20, 2007
Harris & Harris Group, Inc. Investment Company Act Order
27870
Other
812-13350 June 20, 2007
First Investors Equity Funds Investment Company Act Order
27868
Multi-Manager - Voting
812-13361 June 20, 2007
ING Life Insurance and Annuity Company, et al. Investment Company Act Notice
27869
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13361 June 20, 2007
ING Life Insurance and Annuity Company, et al. Investment Company Act Notice
27869
Insurance Products - Fund Substitution
812-13338 June 18, 2007
Principal Variable Contracts Fund, Inc., et al. Investment Company Act Notice
27852
Insurance Products - Mixed and Shared Funding
812-13391 June 6, 2007
Barclays Global Fund Advisors Investment Company Act Notice
27851
Ineligible - Disqualified Firm
812-13287 June 4, 2007
Lincoln Variable Insurance Products Trust, et al. Investment Company Act Order
27850
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13287 June 4, 2007
Lincoln Variable Insurance Products Trust, et al. Investment Company Act Order
27850
Insurance Products - Fund Substitution
812-13304 June 1, 2007
Van Eck Worldwide Insurance Trust Investment Company Act Order
27849
Fund of Funds - Multi-Group
812-13268 May 30, 2007
First American Investment Funds, Inc. Investment Company Act Order
27846
Multi-Manager - Voting & Disclosure
812-13340 May 30, 2007
First Trust Exchange-Traded Fund, et al. Investment Company Act Order
27845
Fund of Funds - Multi-Group
812-13341 May 30, 2007
John Hancock Trust Investment Company Act Notice
27848
Fund of Funds - Multi-Group
812-13332 May 30, 2007
Ameristock ETF Trust Investment Company Act Notice
27847
Exchange Traded Funds - Index
812-13288 May 29, 2007
HealthShares, Inc. Investment Company Act Notice
27844
Fund of Funds - Multi-Group
813-306 May 29, 2007
Stephens, Inc. Investment Company Act Notice
27843
Employees Securities Company
812-13356 May 25, 2007
Ssga Funds Management, Inc. Investment Company Act Order
27839
Exchange Traded Funds - Index
812-13335 May 25, 2007
PowerShares Exchange-Traded Fund Trust Investment Company Act Order
27841
Exchange Traded Funds - Index
812-13286 May 23, 2007
Old Westbury Funds, Inc. and Bessemer Investment Management LLC Investment Company Act Order
27837
Multi-Manager - Voting & Disclosure
812-13312 May 23, 2007
Hercules Technology Growth Capital, Inc. Investment Company Act Order
27838
Business Development Companies - Compensation
812-13350 May 23, 2007
First Investors Equity Funds Investment Company Act Notice
27826
Multi-Manager - Voting
812-13186 May 22, 2007
HSBC Securities (USA) Inc. Investment Company Act Order
27822
Other
812-13334 May 22, 2007
XTF Advisors Trust, et al. Investment Company Act Order
27825
Insurance Products - Mixed and Shared Funding
812-13373 May 22, 2007
The Gabelli Equity Trust Inc., et al. Investment Company Act Order
27823
Affiliated Sales & Purchases - Adviser
812-13287 May 11, 2007
Lincoln Variable Insurance Products Trust, et al. Investment Company Act Notice
27821
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13287 May 11, 2007
Lincoln Variable Insurance Products Trust, et al. Investment Company Act Notice
27821
Insurance Products - Fund Substitution
812-13304 May 9, 2007
Van Eck Worldwide Insurance Trust Investment Company Act Notice
27820
Fund of Funds - Multi-Group
812-13268 May 4, 2007
First American Investment Funds, Inc. Investment Company Act Notice
27818
Multi-Manager - Voting & Disclosure
812-13255 May 2, 2007
Hill Physicians Medical Group, Inc. Investment Company Act Order
27824
Inadvertent Investment Companies - 6c
812-13255 May 2, 2007
Hill Physicians Medical Group, Inc. Investment Company Act Order
27824
Inadvertent Investment Companies - 3b2
812-13312 May 2, 2007
Hercules Technology Growth Capital, Inc. Investment Company Act Notice
27815
Business Development Companies - Compensation
812-13249 May 1, 2007
Forward Funds, et al. Investment Company Act Order
27814
Multi-Manager - Voting
812-13347 April 30, 2007
MetLife Insurance Co. of Connecticut, et al. Investment Company Act Order
27810
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13342 April 30, 2007
Jefferson National Life Insurance Co., et al. Investment Company Act Order
27813
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13347 April 30, 2007
MetLife Insurance Co. of Connecticut, et al. Investment Company Act Order
27810
Insurance Products - Fund Substitution
812-13342 April 30, 2007
Jefferson National Life Insurance Co., et al. Investment Company Act Order
27813
Insurance Products - Fund Substitution
812-13340 April 30, 2007
First Trust Exchange-Traded Fund, et al. Investment Company Act Notice
27812
Fund of Funds - Multi-Group
812-13356 April 30, 2007
Ssga Funds Management, Inc. Investment Company Act Notice
27809
Exchange Traded Funds - Index
812-13335 April 30, 2007
PowerShares Exchange-Traded Fund Trust Investment Company Act Notice
27811
Exchange Traded Funds - Index
812-13373 April 30, 2007
The Gabelli Equity Trust Inc., et al. Investment Company Act Notice
27808
Affiliated Sales & Purchases - Adviser
812-13286 April 27, 2007
Old Westbury Funds, Inc. and Bessemer Investment Management LLC Investment Company Act Notice
27807
Multi-Manager - Voting & Disclosure
812-13186 April 26, 2007
HSBC Securities (USA) Inc. Investment Company Act Notice
27805
Other
812-13255 April 26, 2007
Hill Physicians Medical Group, Inc. Investment Company Act Notice
27804
Inadvertent Investment Companies - 6c
812-13255 April 26, 2007
Hill Physicians Medical Group, Inc. Investment Company Act Notice
27804
Inadvertent Investment Companies - 3b2
812-13262 April 25, 2007
First Trust Exchange-Traded Fund, et al. Investment Company Act Order
27784
Exchange Traded Funds - Index
812-13334 April 25, 2007
XTF Advisors Trust, et al. Investment Company Act Notice
27783
Insurance Products - Mixed and Shared Funding
813-264 April 24, 2007
Silas Partners I, LLC, et al. Investment Company Act Order
27782
Employees Securities Company
812-13318 April 16, 2007
John Hancock Life Insurance Co., et al. Investment Company Act Order
27781
Insurance Products - Fund Substitution
812-13347 April 6, 2007
MetLife Insurance Co. of Connecticut, et al. Investment Company Act Notice
27778
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13342 April 6, 2007
Jefferson National Life Insurance Co., et al. Investment Company Act Notice
27779
Insurance Products - Substitution Related Affiliated Securities Transactions
812-13347 April 6, 2007
MetLife Insurance Co. of Connecticut, et al. Investment Company Act Notice
27778
Insurance Products - Fund Substitution
812-13342 April 6, 2007
Jefferson National Life Insurance Co., et al. Investment Company Act Notice
27779
Insurance Products - Fund Substitution
812-13238 April 5, 2007
Hercules Technology Growth Capital, Inc., et al. Investment Company Act Order
27776
Business Development Companies - Capital Structure
812-13249 April 5, 2007
Forward Funds, et al. Investment Company Act Notice
27777
Multi-Manager - Voting
812-13295 April 3, 2007
The RBB Fund, Inc. and Abundance Technologies, Inc. Investment Company Act Order
27775
Fund of Funds - Multi-Group
812-13336 April 2, 2007
Vanguard Bond Index Funds, et al. Investment Company Act Order
27773
Exchange Traded Funds - Index
813-284 April 2, 2007
SA Investment Partnership LLC, et al. Investment Company Act Order
27774
Employees Securities Company
812-13262 March 30, 2007
First Trust Exchange-Traded Fund, et al. Investment Company Act Notice
27772
Exchange Traded Funds - Index
812-13327 March 27, 2007
Liberty All-Star Equity Fund, et al. Investment Company Act Order
27769
Multi-Manager - Voting
813-264 March 27, 2007
Silas Partners I, LLC, et al. Investment Company Act Notice
27770
Employees Securities Company
812-13344 March 21, 2007
BLDRS Index Funds Trust, et al. Investment Company Act Order
27768
Exchange Traded Funds - Index
812-13337 March 20, 2007
Rydex ETF Trust, et al. Investment Company Act Order
27754
Exchange Traded Funds - Leveraged
812-13345 March 20, 2007
NASDAQ-100 Trust, Series 1, et al. Investment Company Act Order
27753
Exchange Traded Funds - Index
812-13318 March 19, 2007
John Hancock Life Insurance Co., et al. Investment Company Act Notice
27752
Insurance Products - Fund Substitution
812-13272 March 15, 2007
Wilshire Variable Insurance Trust, et al. Investment Company Act Order
27751
Insurance Products - Mixed and Shared Funding
812-13336 March 9, 2007
Vanguard Bond Index Funds, et al. Investment Company Act Notice
27750
Exchange Traded Funds - Index
812-13295 March 8, 2007
The RBB Fund, Inc. and Abundance Technologies, Inc. Investment Company Act Notice
27749
Fund of Funds - Multi-Group
812-13238 March 7, 2007
Hercules Technology Growth Capital, Inc., et al. Investment Company Act Notice
27748
Business Development Companies - Capital Structure
813-284 March 5, 2007
SA Investment Partnership LLC, et al. Investment Company Act Notice
27747
Employees Securities Company
812-13325 Feb. 28, 2007
Country Investors Life Assurance Co., et al. Investment Company Act Order
27744
Insurance Products - Fund Substitution
812-13344 Feb. 28, 2007
BLDRS Index Funds Trust, et al. Investment Company Act Notice
27745
Exchange Traded Funds - Index
812-13343 Feb. 27, 2007
PowerShares Exchange-Traded Fund Trust, et al. Investment Company Act Order
27743
Fund of Funds - Multi-Group
812-13339 Feb. 27, 2007
Van Eck Associates Corporation, et al. Investment Company Act Order
27742
Fund of Funds - Multi-Group
812-13343 Feb. 27, 2007
PowerShares Exchange-Traded Fund Trust, et al. Investment Company Act Order
27743
Exchange Traded Funds - Index
812-13339 Feb. 27, 2007
Van Eck Associates Corporation, et al. Investment Company Act Order
27742
Exchange Traded Funds - Index
812-13327 Feb. 27, 2007
Liberty All-Star Equity Fund, et al. Investment Company Act Notice
27741
Multi-Manager - Voting
812-13345 Feb. 27, 2007
NASDAQ-100 Trust, Series 1, et al. Investment Company Act Notice
27740
Exchange Traded Funds - Index
812-13321 Feb. 23, 2007
Integrity Life Insurance Co., et al. Investment Company Act Order
27738
Insurance Products - Fund Substitution
812-13337 Feb. 20, 2007
Rydex ETF Trust, et al. Investment Company Act Notice
27703
Exchange Traded Funds - Leveraged
