Investment Advisers Act Applications, Notices and Orders Archive: 2013

This page lists certain notices, orders, and applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.

Chronological List

IAA File Number List

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Chronological List

Release No.	Date	Details
803-00221
Application	Dec. 23, 2013	Ares Real Estate Management Holdings, LLC (Application)
803-00220
Application	Nov. 14, 2013	Quad-C Management, Inc. (Application)
803-00215
IA-3715	Nov. 13, 2013	Davidson Kempner Capital Management LLC (Order)
803-00215
IA-3693	Oct. 17, 2013	Davidson Kempner Capital Management LLC (Notice)
803-00218
Application	Sep. 17, 2013	TL Ventures Inc. (Application)
803-00215
Application	Jul. 25, 2013	Davidson Kempner Capital Management LLC (Amended Application)

IAA File Number List

Release No.	Date	Details
803-00221
Application	Dec. 23, 2013	Ares Real Estate Management Holdings, LLC (Application)
803-00220
Application	Nov. 14, 2013	Quad-C Management, Inc. (Application)
803-00218
Application	Sep. 17, 2013	TL Ventures Inc. (Application)
803-00215
IA-3715	Nov. 13, 2013	Davidson Kempner Capital Management LLC (Order)
IA-3693	Oct. 17, 2013	Davidson Kempner Capital Management LLC (Notice)
Application	Jul. 25, 2013	Davidson Kempner Capital Management LLC (Amended Application)

http://www.sec.gov/rules/ia/iaarchive/iaarchive2013.shtml