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Investment Advisers Act Applications, Notices and Orders Archive: 2010

July 28, 2023

This page lists certain notices, orders, and applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.

Additional Archives

Chronological List

IAA File Number List

Chronological List

Release No. Date Details
803-200
IA-2988 Feb. 26, 2010 BlackRock, Inc. (Order)
803-200
IA-2971 Jan. 4, 2010 BlackRock, Inc. (Notice)


IAA File Number List

Release No. Date Details
803-200
IA-2988 Feb. 26, 2010 BlackRock, Inc. (Order)
IA-2971 Jan. 4, 2010 BlackRock, Inc. (Notice)
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