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Investment Advisers Act Applications, Notices and Orders Archive: 2008
July 28, 2023
This page lists certain notices, orders, and applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
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Chronological List
| Release No. | Date | Details |
|---|---|---|
| 803-180 | ||
| IA-2807 | Nov. 14, 2008 | WLD Enterprises, Inc. (Order) |
| 803-180 | ||
| IA-2804 | Oct. 17, 2008 | WLD Enterprises, Inc. (Notice) |
| 803-192 | ||
| IA-2787 | Sep. 24, 2008 | Woodcock Financial Management Company, LLC (Order) |
| 803-192 | ||
| IA-2772 | Aug. 26, 2008 | Woodcock Financial Management Company, LLC (Notice) |
| 803-189 | ||
| IA-2745 | Jun. 20, 2008 | Slick Enterprises, Inc. (Order) |
| 803-189 | ||
| IA-2736 | May 22, 2008 | Slick Enterprises, Inc. (Notice) |
IAA File Number List
| Release No. | Date | Details |
|---|---|---|
| 803-192 | ||
| IA-2787 | Sep. 24, 2008 | Woodcock Financial Management Company, LLC (Order) |
| IA-2772 | Aug. 26, 2008 | Woodcock Financial Management Company, LLC (Notice) |
| 803-189 | ||
| IA-2745 | Jun. 20, 2008 | Slick Enterprises, Inc. (Order) |
| IA-2736 | May 22, 2008 | Slick Enterprises, Inc. (Notice) |
| 803-180 | ||
| IA-2807 | Nov. 14, 2008 | WLD Enterprises, Inc. (Order) |
| IA-2804 | Oct. 17, 2008 | WLD Enterprises, Inc. (Notice) |
Modified: July 28, 2023