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Investment Advisers Act Notices and Orders
Archive: 2007

This page lists notices and orders of applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. Copies of the applications may be obtained for a fee at the Commission's Public Reference Branch. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.

Chronological List

IAA File Number List

Additional Archives


Chronological List

Release No. Date Details

803-186
IA-2675 Oct. 30, 2007 IronBridge Capital Management LP/The Hirtle Callaghan Trust (Order)

803-184
IA-2674 Oct. 30, 2007 Franklin Portfolio Associates, LLC/The Hirtle Callaghan Trust (Order)

803-184
IA-2668 Oct. 3, 2007 Franklin Portfolio Associates, LLC/ The Hirtle Callaghan Trust (Notice)

803-186
IA-2667 Oct. 3, 2007 IronBridge Capital Management LP; The Hirtle Callaghan Trust (Notice)

803-190
IA-2599 Mar. 20, 2007 Gates Capital Partners, LLC and Bear Creek Inc. (Order)

803-190
IA-2590 Feb. 16, 2007 Gates Capital Partners, LLC and Bear Creek Inc. (Notice)

803-187
IA-2508 Apr. 14, 2006 Adler Management, L.L.C. (Order under Section 202(a)(11)(F))

803-187
IA-2500 Mar. 21, 2006 Adler Management, L.L.C. (Notice)

803-181
IA-2475 Jan. 23, 2006 Greenhouse Associates, LLC and Superior Partners, LP (Order under Section 205(e))

803-182
IA-2471 Jan. 6, 2006 Riverton Management, Inc. (Order under Section 202(a)(11)(F))


IAA File Number List
Release No. Date Details

803-190
IA-2599 Mar. 20, 2007 Gates Capital Partners, LLC and Bear Creek Inc. (Order)
IA-2590 Feb. 16, 2007 Gates Capital Partners, LLC and Bear Creek Inc. (Notice)

803-187
IA-2508 Apr. 14, 2006 Adler Management, L.L.C. (Order under Section 202(a)(11)(F))
IA-2500 Mar. 21, 2006 Adler Management, L.L.C. (Notice)

803-186
IA-2675 Oct. 30, 2007 IronBridge Capital Management LP/The Hirtle Callaghan Trust (Order)
IA-2667 Oct. 3, 2007 IronBridge Capital Management LP; The Hirtle Callaghan Trust (Notice)

803-184
IA-2674 Oct. 30, 2007 Franklin Portfolio Associates, LLC/The Hirtle Callaghan Trust (Order)
IA-2668 Oct. 3, 2007 Franklin Portfolio Associates, LLC/ The Hirtle Callaghan Trust (Notice)

803-182
IA-2471 Jan. 6, 2006 Riverton Management, Inc. (Order under Section 202(a)(11)(F))

803-181
IA-2475 Jan. 23, 2006 Greenhouse Associates, LLC and Superior Partners, LP (Order under Section 205(e))

 

http://www.sec.gov/rules/ia/iaarchive/iaarchive2007.shtml


Modified: 10/16/2014